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Keyword: analystfraud

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  • Ex-Merrill Analyst on Tyco Charged

    05/28/2003 2:18:35 PM PDT · by Timesink · 2 replies · 273+ views
    Reuters ^ | May 28, 2003 | Tim McLaughlin
    Ex-Merrill Analyst on Tyco ChargedWed, May 28, 2003By Tim McLaughlin BOSTON (Reuters) - Securities regulators on Wednesday said they charged former Merrill Lynch & Co. analyst Phua Young with issuing misleading reports on Tyco International Ltd. (NYSE:TYC - news) and accused him of improper conduct, including flying on Tyco corporate jets. While former Merrill (NYSE:MER - news) analyst and managing director Young touted Tyco's stock between 1999 and early 2002, the conglomerate traded inside information with him and even agreed to hire a private investigator to do a background check on one of his friends, industry regulator NASD said in...
  • Reports: SEC to Charge Lehman Internet Analyst Holly Becker (Dotcom Fraud Fallout Continues!)

    04/23/2003 2:12:01 PM PDT · by Timesink · 7 replies · 365+ views
    <p>NEW YORK  — The Securities and Exchange Commission is to file suit against Lehman Brothers (LEH) Internet stock analyst Holly Becker and her husband, Michael Zimmerman, on charges of insider trading based on her firm's research, cable television channel CNBC reported on Wednesday.</p>