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Mysterious Cosmos [the anthropic principle]
Nature Magazine ^ | 06 August 2004 | Philip Ball

Posted on 08/07/2004 2:28:51 PM PDT by PatrickHenry

We are lucky to be alive. Extraordinarily lucky. So lucky, in fact, that some people can only see God's hand in our good fortune.

Creationists are fond of pointing out that if you mess with the physical laws of the Universe just a little, we wouldn't be here. For example, if the neutron were just 1% heavier, or the proton 1% lighter, or the electron were to have 20% more electrical charge, then atoms could not exist. There would be no stars, and no life.

But although creationists rejoice in the divine providence that has made the Universe exquisitely contrived to support life, science has long argued for an alternative explanation: the anthropic principle.

The theory has been supported by several leading physicists and astronomers, from Fred Hoyle to Steven Weinberg, who claim it reduces the mystery of our existence to a logical necessity.

Yet the whole idea is roundly trashed by Lee Smolin, a renowned quantum-gravity theorist at the Perimeter Institute in Waterloo, Canada. Smolin asserts, in a preprinted paper on Arxiv1, that the anthropic principle is not a scientific theory at all, because it lacks the basic requirement of falsifiability. It is impossible to prove the anthropic principle wrong, hence it is outside the remit of science.

Circular argument

In truth, the idea always had an air of circularity about it. Crudely put, the anthropic principle states that our universe must look the way it does (that is, primed for life), because if it didn't, we wouldn't be here to argue about it.

But there is a little more sophistication to the idea, which has enabled some researchers to claim that they have put the principle to the test.

The argument usually goes something like this. Let us assume that our Universe is in fact just one of many. This collection of universes is called the multiverse, and its members cannot affect each other in any way. Assume also that physics, by which we mean the fundamental constants of nature, such as Planck's constant and the speed of light, differs more or less at random in each universe.

Most of these universes would be unable to support life. But if there were enough universes, a tiny fraction of them should have just the right parameters to give rise to a cosmos like ours.

Then, the anthropic principle asserts, the intelligent beings in those lucky universes would marvel at how their universe seemed fine-tuned for life, unaware of the countless other universes that remain barren forever. There is no need to invoke God to explain our precarious existence; chance alone suffices.

How one arrives at the multiverse is another matter, but there are possible mechanisms for that. For example, an extension of inflationary theory called eternal inflation suggests that new universes could continually blossom from tiny regions of a precursor universe2.

Alternatively, new universes could be spawned by bouncing black holes. General relativity predicts that sufficiently large stars can collapse without limit under their own gravity to produce a point of space-time that is infinitely small and infinitely dense: the 'singularity' of a black hole. But the quantum-mechanical effects that must take hold at very small scales could in theory cause this collapse to reverse, so the black hole could rebound to form an entirely new universe, which would be a region of space isolated from the universe in which the black hole originally formed.

Put to the test

So in principle one can make new universes, and the anthropic principle could be true. But the real question is, does it actually predict or explain anything? This is what Smolin disputes. He thinks that not only has the idea failed to produce any testable predictions, it cannot do so even in principle.

That is quite a controversial view. Fred Hoyle, for example, used the anthropic principle to successfully predict the existence of a certain energetically excited state of the carbon nucleus. He argued that there would be no life as we know it without carbon, which can only be produced by stars. And he calculated that carbon atoms could only be made in stars in significant quantities if carbon possessed this particular state, which had never at that stage been observed.

Armed with his prediction, astronomers duly looked for the excited state, and found it. It sounds impressive. But Smolin points out that there is nothing anthropic about this reasoning. We know that carbon exists in the Universe irrespective of the existence of life, so life plays no essential role in the logic.

Look at it another way: suppose the predicted state of carbon had not been seen. Would we conclude that the anthropic principle was wrong? Clearly not, because carbon does, in fact, exist, and so do we. We would have to conclude instead that there must be some way of generating carbon other than the one Hoyle proposed, or that his calculations were wrong.

Much the same applies to a prediction of the value of the cosmological constant, made by Steven Weinberg in 1987. The cosmological constant was originally proposed by Einstein as a way of stopping his equations of relativity from predicting an expanding Universe (it was at that time assumed to be static). The idea of such a constant is now back in favour, because it might, this time, be used to rationalize the recently observed acceleration of the Universe's expansion.

Weinberg invoked the anthropic principle to argue that the constant could not be very large, or the Universe would expand too fast for galaxies, stars (or us) to form. A subsequent refinement of his argument predicted that the probability that the cosmological constant has the value suggested by current astrophysical observations is only around 10%.

In other words, the principle seems to make a prediction that, if not stunningly accurate, is certainly plausible. But again, Smolin says, "What is actually doing the work in the arguments is never the existence of life or intelligent observers, but only true observed facts about the universe, such as that carbon and galaxies are plentiful." Our own existence doesn't 'predict' anything.

"The anthropic principle is never going to give falsifiable predictions for the parameters of physics and cosmology," Smolin asserts.

No need for God

So are we forced back to the hypothesis of God? Not at all. Smolin adduces an alternative that, he claims, is scientifically falsifiable. He calls it 'cosmological natural selection'.

The most obvious scientific theory that accounts for a situation that, at first sight, seemed highly improbable is natural selection, points out Smolin. Darwin's idea abolished the need for the Reverend William Paley's heavenly 'watchmaker' to fashion the beautifully 'designed' products of biology.

Smolin believes that a similar principle could save us from making the same mistake about the Universe. This does not involve indulging in any "mysticism about living universes", he reassures us. Rather, he suggests that if there exists some process by which parent universes spawn new universes with small, random changes in their physical parameters, and if the characteristics of a universe determine how many progeny it produces, then fine-tuned universes like ours can arise by cosmological natural selection.

In particular, if new universes are produced by black-hole bounces, then universes in which stars (and thus black holes) can form are 'fitter' than others. After a period of time, you would expect the universes produced by this process to have a set of cosmological parameters that maximizes the number of black holes that can form.

That conclusion helps to explain why we are here, since universes in which complicated structures such as stars and black holes can form are also likely to be hospitable to life, Smolin argues. It also gives us a way to test the idea.

Smolin points to astrophysical measurements that we are able to make now, that could refute cosmological natural selection. For example, the existence of neutron stars with a mass greater than 1.6 times that of the Sun would scupper the idea. So, it could be wrong...but at least it's science.


TOPICS: Culture/Society; Miscellaneous; Philosophy
KEYWORDS: anthropicprinciple; astronomy; cosmology; crevolist
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To: js1138
I am merely observing that there are many impossible things that become possible when understood.

That depends on what is being described as impossible. It is possible for heavy elements to be produced. It is "impossible" for uranium 235 to be produced from 235 hydrogen ions.

221 posted on 08/09/2004 9:27:39 AM PDT by AndrewC (I am a Bertrand Russell agnostic, even an atheist.</sarcasm>)
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To: Mamzelle
ATHIEST: Yep, we sure are staggeringly, mind-blowingly, down-to-the-most-impossible-and-exquisite-detail...lucky.

In my case it's "human knowledge of the workings of the universe is so limited that it's impossible for me to draw any conclusions about how we came about, including attributing it all to pure luck".

Thing is, I haven't seen evidence for any divine entities, and until I do see such evidence, I see no reason to assume them.
222 posted on 08/09/2004 9:29:59 AM PDT by Dimensio (Join the Monthly Internet Flash Mob: http://www.aa419.org)
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To: AndrewC
It is "impossible" for uranium 235 to be produced from 235 hydrogen ions.

True. Some would say the creation of uranium requires evolution. Others would not use that word.

223 posted on 08/09/2004 9:31:10 AM PDT by js1138 (In a minute there is time, for decisions and revisions which a minute will reverse. J Forbes Kerry)
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To: js1138
Some would say the creation of uranium requires evolution.

And yet so incredibly often we see the "jumping together from small parts" model offered as a refutation of evolution rather than a demonstration of its necessity. Go figure!

224 posted on 08/09/2004 9:34:23 AM PDT by VadeRetro
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To: js1138
Some would say the creation of uranium requires evolution.

And some would ask where is the RMNS in this evolution?

225 posted on 08/09/2004 9:35:39 AM PDT by AndrewC (I am a Bertrand Russell agnostic, even an atheist.</sarcasm>)
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To: AndrewC

It must be interesting living in a mind that does not allow words to have various meanings, depending on context. What does losing one's job have to do with combustion?


226 posted on 08/09/2004 9:40:14 AM PDT by js1138 (In a minute there is time, for decisions and revisions which a minute will reverse. J Forbes Kerry)
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To: SedVictaCatoni

Exactly. I have no problem with the anthropic priniciple, but for what it is - a metaphysical argument - not as a scientific theory or even hypothesis. It's a fact that if the universe was not the way it is we would not be here to question why it is the way it is. As to the answer to that question, well I don't know. Maybe one or more of the religions has it right. Maybe science will someday provide an answer, but currently the best it can say about the reason the universe is the way it is and not some other way is "we don't know."


227 posted on 08/09/2004 9:42:37 AM PDT by -YYZ-
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To: Dimensio
re: Thing is, I haven't seen evidence for any divine entities, and until I do see such evidence, I see no reason to assume them.)))

And here I see them everywhere. New babies radiate light. A factory contained in a single leaf. The utter impossibility of making music.

I suppose you have to believe first, and see later.

228 posted on 08/09/2004 9:42:55 AM PDT by Mamzelle (for a post-neo conservatism)
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To: js1138
Others would not use that word.

Using the word might indeed distract someone who makes a point of being easily distracted. The real point is that insisting upon complex features jumping together all at once from very low-level components generates incorrect predictions. (Bad model, bad answer). In particular, such models predict that complex objects tend to be impossible, notwithstanding that many such will happily self-assemble in the right conditions through the miracle of intermediate stages.

229 posted on 08/09/2004 9:44:56 AM PDT by VadeRetro
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To: VadeRetro
...through the miracle of intermediate stages.

Not to mention "conditions". Some of us on this thread were apparently present on the early earth and are qualified to speak about conditions.

230 posted on 08/09/2004 9:48:46 AM PDT by js1138 (In a minute there is time, for decisions and revisions which a minute will reverse. J Forbes Kerry)
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To: js1138
Some of us on this thread were apparently present on the early earth and are qualified to speak about conditions.

Talk about strange thinking. The conditions have been fairly well established by scientists. It is those that are used. Physical laws are presumed to be stable and apply throughout the universe and throughout time. You can conceive of any conditions you like for early earth sans life. You still can't make life.

231 posted on 08/09/2004 9:56:28 AM PDT by AndrewC (I am a Bertrand Russell agnostic, even an atheist.</sarcasm>)
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To: AndrewC
The conditions have been fairly well established by scientists. It is those that are used.

As I say, some of us were there. Nevermind that there is controversy about such basic things as the origin of the moon, and nevermind that we are just beginning to study deep earth life forms: eyewitness testimony trumps science.

And yes, we still can't make life. And fifty-five years ago we couldn't modify the genome. What's your point?

232 posted on 08/09/2004 10:08:37 AM PDT by js1138 (In a minute there is time, for decisions and revisions which a minute will reverse. J Forbes Kerry)
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To: tpaine
A man that takes a side will sometimes be wrong, but a man that sits on the fence will always be wrong.

233 posted on 08/09/2004 11:31:20 AM PDT by William Terrell (Individuals can exist without government but government can't exist without individuals.)
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To: William Terrell
The existence or nonexistence of God can't be resolved by scientific rigor and material measurements, so waiting for the deciding test is futile. One has to ultimately come down on either side.

You think so, - I don't.. -- Why not leave me to live in that liberty? Isn't that the American way?

A man that takes a side will sometimes be wrong, but a man that sits on the fence will always be wrong.

I'm not 'sitting on a fence', I'm defending my rights to life, liberty, & property, -- from the overzealous extremists of both sides.

234 posted on 08/09/2004 12:44:37 PM PDT by tpaine (No man has a natural right to commit aggression on the equal rights of another. - T. Jefferson)
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To: VadeRetro

Your paraphrase of my argument is not accurate. You inserted the word "God" in your "premise 2."

All I attempted to show was that there is some uncaused being. (Note, an uncaused being, not a being which causes itself, which IS a contradiction.)

Whether this uncaused being is personal, infinite, good, loving, etc., is not part of this argument. What is certain is that any uncaused being would have to be radically unlike anything that ever enters our human experience, precisely because it could not be a material thing.

Denials of the existence of God are actually assertions that there is no being which has some kind of authority over man. An uncaused being, which has caused man to exist, poses a threat to the desire of the atheist to deny such an authority.


235 posted on 08/09/2004 2:45:25 PM PDT by Arthur McGowan
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To: js1138
And yes, we still can't make life. And fifty-five years ago we couldn't modify the genome. What's your point?

My point is that your just so stories are just so. And fifty-five years ago we didn't have cell phones, but cell phones were not made by throwing chemicals in an ocean and waiting for a result.

236 posted on 08/09/2004 3:05:48 PM PDT by AndrewC (I am a Bertrand Russell agnostic, even an atheist.</sarcasm>)
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To: Arthur McGowan
Arthur McGowan wrote:

Denials of the existence of God are actually assertions that there is no being which has some kind of authority over man.

Exactly true. -- "There is no being which has some kind of authority over man", in a Constitutional sense.
Feel free to preach that God exists, but do not insist that your peers obey Him.

237 posted on 08/09/2004 3:39:55 PM PDT by tpaine (No man has a natural right to commit aggression on the equal rights of another. - T. Jefferson)
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To: tpaine

There is nothing in the Constitution which asserts or implies that men are not obliged to obey God's law.


238 posted on 08/09/2004 3:48:34 PM PDT by Arthur McGowan
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To: AndrewC
but cell phones were not made by throwing chemicals in an ocean and waiting for a result.

But genetic engineering was developed by people who mad just-so stories and tested them and made new and better stories. It was developed by people who rejected vitalism and accepted naturalism.

239 posted on 08/09/2004 3:49:57 PM PDT by js1138 (In a minute there is time, for decisions and revisions which a minute will reverse. J Forbes Kerry)
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To: Mamzelle
And here I see[evidences of a deity] everywhere. New babies radiate light. A factory contained in a single leaf. The utter impossibility of making music.

Your poetic musings, though lovely, certainly don't point to a deity of any sort. Not to be too picky, but if your baby is radiating light, you may want to get thee to a doctor. Please elaborate on this "factory contained in a single leaf." I can make music and I have no musical talent... it's decidedly not impossible.

I suppose you have to believe first, and see later.

Exactly. You will get no argument here, nor from any so-called atheist. I (and others who err on the side of science and rational thought) don't "believe" until we "see." That's how it works, whereas supernatural faith is more in line with your statement... which I have NO problem with, and I thank you for pointing it out.
240 posted on 08/09/2004 3:58:22 PM PDT by whattajoke (.)(.)
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