Posted on 07/16/2007 5:34:07 PM PDT by blam
7-16-07
Why Did Rome Fall? It's Time for New Answers
By Peter Heather
Mr. Heather is professor at Worcester College, University of Oxford, and the author of The Fall of the Roman Empire: A New History of Rome and the Barbarians (Oxford University Press).
The Roman Empire stretched from Hadrians Wall to northern Iraq, and from the mouth of the Rhine to the Atlas Mountains of North Africa. It was the largest state that western Eurasia has ever seen. It was also extremely long-lived. Roman power prevailed over most of these domains for five hundred years -- and all this in a period where the speed of bureaucratic functioning and of military response rattled along at 45 kilometres a day, something like one tenth of modern counterparts. Measured in terms of how long it took real people to get places, the Roman Empire was arguably ten times as big as it appears from the map.
The epic scale of the Empires existence has always sharpened interest in its collapse, particularly that of the west, which ceased to exist on the deposition of Romulus Augustulus in 476. Since Gibbon -- while some role has always been allocated to outside invaders -- explanation has tended to focus on a range of internal transformations and problems as the prime movers in the processes of Roman imperial collapse. By the mid-twentieth century, causation commonly concentrated upon preceding economic collapse.
This entire vision of late Roman economic collapse was based, however, on assorted references to hyper-inflation in the third century and to various problems associated with the raising of taxation in the fourth. It has been overturned since the 1970s, when archaeologists developed, for the first time, a method for sampling general levels of rural productivity. Modern ploughing bites deep into long-submerged stratigraphic layers, bringing to the surface much ancient pottery. Long-term regional survey projects spent long summers collecting every fragment in the target zones, and every winter analyzing the results. Once Roman pottery sequences became so well-known that many pots could be dated to within ten to twenty years, and excavations established what surface density of pottery was likely to reflect the existence of a settlement underneath, two things became possible. Dense pottery assemblages made it possible to estimate the number of Roman settlements in any region, and the dating patterns of those assemblages then made it possible to know when precisely any particular settlement had been occupied. Against all expectation, the fourth century immediately prior to fifth century collapse - has emerged as the period of maximum agricultural activity, not the minimum as the old views supposed, for the vast majority of the Empire. Total rural output, and hence total GIP gross imperial product was clearly higher in the later Roman period, than ever before. It is now no longer possible to explain fifth-century political collapse in terms of preceding economic crisis.
What the hyper-inflation was all about, in fact, was minting enough silver coins to pay an army which was increasing in size out of all proportion to the metalwork stock of silver available. And this, straightforwardly, was the product of exogenous shock. From the 230s onwards, the Sassanian dynasty reorganized a huge region of the Near East - Iraq and Iran in modern terms - to create a superpower rival to the Roman Empire. The new power announced itself with three massive victories over different Roman Emperors, the last of whom, Valerian, was first captured, then skinned and tanned after his death. The Persian threat was eventually countered by the end of the third century, but it took fifty years of military and fiscal adjustment to mobilize the necessary resources. This narrower vision of third-century crisis makes much more sense of the overwhelming archaeological evidence for fourth-century prosperity, and, of the brute fact that, even after the fall of the west in the fifth century, the eastern half of the Empire operating with the same institutions carried on successfully for centuries. It also poses Gibbons question again. If there is no sign of major dislocation within the late Roman imperial system of the fourth century, why did its western half collapse in the fifth?
Early in the third century, the traditional cast of small, largely Germanic groupings which had long confronted Roman power across its European frontiers was replaced by a smaller number of larger entities. This refashioning prevailed all along Romes European frontiers, from the new Frankish coalition at the mouth of the Rhine, to the Black Sea where Goths emerged as the new power in the land. As another large body of archaeological evidence has now shown, much more was afoot here than mere changes of name. In the course of the Roman period broadly the first four centuries AD central and northern Europe saw its own economic revolution. There was a massive increase in agricultural production, fuelled by an intensification of farming regimes, accompanied by unmistakable signs of increasing differentials in wealth and status between different sections of society, with an ever greater prominence being assumed by a militarized segment of the male population. It is these broader transformations which underlay the appearance of the new names on the other side of Romes frontiers, and most had been stimulated by economic, political and even cultural interactions with the Roman Empire. These new entities proved much more formidable than those they replaced, operating as only semi-subdued clients of the Empire. They did contribute to imperial armies on occasion, but also required regular Roman military campaigning and targeted foreign aid to willing kings to keep them in line. The balance of power in its favor, which had allowed the Roman Empire to come into existence, was being eroded not just by the Sassanians, but also by the new structures of non-Roman Europe.
Some important contingent sequences of events also contributed to the fall of the western Empire. From c.370, the nomadic Huns suddenly exploded to prominence on the eastern fringes of Europe, generating two major pulses of migration into the Roman world, one 376-80, the other 405-8. By 440, their different original components more than half a dozen in total - had coalesced into two major groupings, each much larger than any of the groups which had existed beyond the frontier in the fourth century: the Visigoths in southern Gaul, the Vandals in North Africa, both representing amalgamations of three separate immigrant groups of 10,000 warriors plus. The immigrants had in the process inflicted great damage on west Roman state structures, by first mincing its armies and then preventing their proper replacement either by ravaging or annexing key areas of its tax base. This in turn allowed Anglo-Saxons and Franks to take over former Roman territories in Britain and north-eastern Gaul, weakening the state still further. The immigrants also acted as alternative sources of political magnetism for local Roman elites. Given that Roman elites were all landowners, and could not therefore move their assets to more desirable locales, they were faced with little choice but to come to terms with immigrants as they became locally dominant, or risk losing their wealth. In this way, the west Roman state eventually withered to extinction, if not without vigorous martial efforts to restore its fortunes, as its revenues fell away and it could no longer put effective forces in the field.
Without the contingent impact of the Huns, the two main pulses of migration would never have occurred in short enough order to prevent the Roman authorities from dealing with the migrants, which had each group arrived separately, they certainly could. The important contribution of internal Roman limitations is also clear, not least in the states inability to increase agricultural production still further beyond fourth-century levels as crisis began to bite after 400. The ability of the immigrants to detach Roman landowners politically from their allegiance also reflects the naturally loose levels of control exercised locally by such a geographically vast state encumbered with such primitive modes of communication. But even giving these points their due weight, external factors in the persons of the immigrants of 376-80 and 405-8 were the prime mover behind western imperial collapse. The Empires internal limitations only came into play because the immigrants put pressure on its structures, and there is no sign that, by themselves, these limitations none of them new - would have been enough to bring the Empire down, any more than they had been over the preceding half a millennium.
The more contingent aspects of the crisis could not have had the same cumulative effect, likewise, without the preceding transformation of Germanic society. Had the Huns arrived in the second century, the Germanic groups that might then have been set on the march would not have been large enough to survive their initial brush with Roman power. By the same token, the processes of political amalgamation required to generate warrior groupings of a few tens of thousands, on the scale of the fifth-century Visigoths or Vandals, would have been so complex, involving so many small contingents, that they could not have been completed successfully before the individual groups were destroyed by a Roman Empire, which prior to the rise of Persia, still had plenty of fiscal/military slack in its systems. There is a strong sense, therefore, in which imperial Roman power and wealth created its own nemesis, by generating opposing forces which were powerful enough to match its military might. And here, if nowhere else, the fall of Rome might still have lessons which modern Empires would do well to ponder.
At the risk of hijacking the thread, mostly Saginaw, which is falling faster than Rome. (See how I steered that right back onto the track?)
I believe the Latin Church Father, Augustine, gave his explanation in his tome “The City Of God”. That’s at least one place to look, as well as Edward Gibbon’s “Decline And Fall Of The Roman Empire”
And here, if nowhere else, the author reveals his tedious and banal message.
The fact is that Rome never solved the critical problem of the succession. As early as 69 AD there were multiple "caesars" contending and fighting internecine battles for the seat of empire. The gathering of external forces was real, as Hadrian, famous for his English wall, had to relinquish Trajan's eastern conquests in the face of powerful Persian forces. Marcus Aurelius faced hordes of Germans pouring across the Danube, the Alps and into Italy itself by 180. By the year 193 Rome again saw a contest of four emperors, including one based in Gaul-- and by 238 there began a period of "military anarchy" in which rulers rose and fell like the tides, all the while foreign forces were gathering strength.
In spite of all, Rome regrouped and in the later 200's consolidated and restored some territorial integrity and defensible boundaries on a reduced scale. The foreign forces were formidable in size, not mere tribes of roving outlanders--in 268 AD the emperor Gallienus won a victory over the Goths, in present-day Balkans, where 50,000 enemy were slain.
Rome didn't create these forces. They came from the foggy swamps and endless forests of northern Europe and the vastness of the steppes of the Eurasian landmass.
The point is, Rome didn't just "collapse." Over a period of at least 400 years it stumbled, fell, regained its footing, was knocked down and got up again, and was actually sacked more than once before it gave up the ghost as the capital of the known world in 476.
Throughout, its strength was vitiated by the absence of any coherent, agreed upon means of selecting and legitimizing its rulers, a crippling internal weakness when fending off the weight of the rest of the world on its borders.
utter nonsense/ read the history.
you heard wrong. lead poisoning is a 5 second tabloid explanation for a 500 year history.
Western powers - mainly the Europeans - today bear little resemblance to the Christian infused nature of Byzantium.
As for Russia—its identity was almost destroyed by the Bolsheviks—most of whom were not even Russian!...a foreign ideology that crept in and almost destroyed Russian Orthodox Identity. It did not however.
Marxism lost. Russia and Russian Orthodoxy lives on.
If you read Gibbons I don’t know how you missed the more than lengthy hsitory of Constatinople from its founding to its fall, or of Justinian’s temporary recapture of Italy, or of the development of the East West Church schism and the subsequent efforts to mend it. Or for that matter the extensive history of Christianity, which Gibbons never tried to deny.
Nice summary.
The Romans had high levels of lead in their pottery. This was a particularly bad problem in wine vessels.
Teddy Roosevelt on the Fall of the Republic
That bears repeating.
Too many people on FR genuflect to the words in the Constitution , which are fine words, but fail to grasp that liberals laugh at our devotion to those solemn words and use them against us as a weapon.
Justice Scalia intimated as much when in a debate with Justice Breyer he said: "words mean something".
“Marxism lost”
I’m not sure that many here would agree with you. You are a Russophile that is blind to the very unchristian direction that Putin is taking the country.
They also sweetened their wine with lead oxide.
You don't need to to "legitimize" the selection process. What you need are brave and honorable rulers...period.
The best goverment is a "Good Caesar". The worst government is a "Bad Caesar".
It's that simple.
Caesar Augustus
Rome fell because of...
1) decadence of ruling class
2) slavery
3) outsourcing of jobs, primarily military
4) multiculturalism
5) decaying moral character of the average citizen
Rome didn't fall, it evolved. That statement is true whether you regard "Rome" as the city, the culture, or the empire. As to the empire, it has already been pointed out that its locus of power shifted to Constantinople in 330 AD and was maintained more or less for another 1100 years. That was, after all, Gibbon's main theme, and one reason he began the "Decline" of Rome a mere 200 years before the fall of the Western empire.
I may have misspoken in using the word "culture" because the Roman empire consisted of many of those, from its beginnings as an admixture of Etruscan and Greek to its end as a blend of Greek, Asian Minor, and medieval European cultures prior to its fall. (It nearly made it to the Renaissance and it is arguable but a different topic altogether what role the fall of Constantinople to the Turks had to energize the Renaissance).
If I might point out one revealing pair of historical points, it is the period between the accession of Theodosius, the last emperor of the combined empire, and Theodoric, the Gothic king who considered himself a Roman. The commonality is the "Theo" - they were both Christians. That is, and Gibbon pointed this out, the signal characteristic of the transition of Roman culture at that point in history, the triumph of a theological cultural force that was visible in pagan Rome but so minor as to be a source of amusement. One could, in Theodosius's day, in a single Roman street, still pass by temples to Jupiter, Mithra, Osiris, and Bacchus, each with its little clutch of followers. That wasn't true by the time Theodoric came around - what "diversity" of religion that was then vigorously debated was between Christian sects such as Arian, Nestorian, Gnostic, and what later came to be termed Catholic. That is a huge change in the overall culture, not a change in diversity at all but a change in the poles of that diversity, and the later Schism between Eastern and Western churches was emblematic of the schism between the two seats of empire.
So what really happened to "Rome" the empire? Well, its manors kept by wealthy families became feudal strongholds kept by wealthy families, who held firm for a long time before the first Kings happened along some four centuries later. The transition of economies to which the author refers here are easily seen in the pottery, and specifically how much of it was for local storage use and how much of it was for export. The darkest thing about the "Dark Ages" was this temporary cessation of international economics and the pottery shows it. But all along they were still storing oil and grain and wine for the feudal lords just as they had before Caesar.
Rome is, to a very real degree, still with us, which is probably why articles as this draw such attention. The struggle for stability during the succession of government was never really solved until representative government came along - it appears to be a fundamental weakness of monarchy, not simply of the Roman interpretation of that post-Sulla or the bloody fights among the Chinese or the Persian royalty or even the Arab theocrats to follow, but the very European monarchies who trace their lineages (more or less legitimately) to Rome herself. If we, their Western heirs, have achieved a more or less orderly means of succession of government then perhaps we are not altogether unworthy of their legacy. Just my $0.02.
As long as it didn't affect the lead in their pencils....I don't see a problem. 8>)
LOL! That’s exactly what it did do.
interesting reply.
thanks.
The Romans were fat, dumb, and happy as long as their leaders kept them fed (welfare) and entertained. This produced a mind numbing affect that rendered them wussies and unable/unwilling to defend against their enemies. An uncanny resemblance to 21st Century America
Disclaimer: Opinions posted on Free Republic are those of the individual posters and do not necessarily represent the opinion of Free Republic or its management. All materials posted herein are protected by copyright law and the exemption for fair use of copyrighted works.