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Doug Kass' 50 Laws Of Investing
Real Investment Advice ^ | 05/05/2021 | Lance Roberts

Posted on 05/05/2021 8:44:08 AM PDT by SeekAndFind

Over the years I have published numerous articles with “investing laws” from some of the great investors in history. These laws, or rules, are born of experience, tested by markets, and survived time.

Here are some of our previous posts:

Throughout history, individuals have been drawn into the more speculative stages of the financial market under the assumption that “this time is different.” Of course, as we now know with the benefit of hindsight, 1929, 1972, 1999, and 2007 were not different. They were just the peak of speculative investing frenzies.

Most importantly, what separates these individuals from all others was their ability to learn from those mistakes, adapt, and capitalize on that knowledge in the future.

Experience is an expensive commodity to acquire, which is why it is always cheaper to learn from the mistakes of others.

Importantly, you will notice that many of the same lessons are not new. This is because there are only a few basic “truths” of investing that all of the great investors have learned over time.

The next major down market cycle is coming, it is just a question of when? These rules can help you navigate those waters more safely, because “you’re different this time.”

The Rules 1-10

The Rules 11-20

The Rules 21-30

Rules 31-40

Rules 41-50

2-Bonus Rules

The biggest investing errors come not from factors that are informational or analytical, but from those that are psychological.” – Howard Marks

The biggest driver of long-term investment returns is the minimization of psychological investment mistakes. As Baron Rothschild once stated: “Buy when there is blood in the streets.” This simply means that when investors are “panic selling,” you want to be the one that they are selling to at deeply discounted prices. The opposite is also true. As Howard Marks opined: “The absolute best buying opportunities come when asset holders are forced to sell.”

As an investor, it is simply your job to step away from your “emotions” for a moment and look objectively at the market around you. Is it currently dominated by “greed” or “fear?” Your long-term returns will depend greatly not only on how you answer that question but how you manage the inherent risk.

“The investor’s chief problem – and even his worst enemy – is likely to be himself.” – Benjamin Graham

As I stated at the beginning of this missive, every great investor throughout history has had one core philosophy in common; the management of the inherent risk of investing to conserve and preserve investment capital.

“If you run out of chips, you are out of the game.”


Doug Kass is the president of Seabreeze Partners Management Inc. Until 1996, he was senior portfolio manager at Omega Advisors, a $6 billion investment partnership. Before that he was executive senior vice president and director of institutional equities of First Albany Corporation and JW Charles/CSG. He also was a General Partner of Glickenhaus & Co., and held various positions with Putnam Management and Kidder, Peabody. Kass received his bachelor's from Alfred University, and received a master's of business administration in finance from the University of Pennsylvania's Wharton School in 1972.

He co-authored "Citibank: The Ralph Nader Report" with Nader and the Center for the Study of Responsive Law and currently serves as a guest host on CNBC's "Squawk Box."

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TOPICS: Business/Economy; Society
KEYWORDS: invest; investment; market
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1 posted on 05/05/2021 8:44:08 AM PDT by SeekAndFind
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To: SeekAndFind

Pinging this for later.


2 posted on 05/05/2021 8:48:22 AM PDT by SamAdams76 (By stealing Trump's second term, the Left gets Trump for 8 more years instead of just four.)
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To: SeekAndFind

PFL...thanks for posting.


3 posted on 05/05/2021 8:51:43 AM PDT by FtrPilot
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To: SeekAndFind

Were the rules supposed to repeat? We have duplicates.


4 posted on 05/05/2021 8:53:27 AM PDT by JayGalt (Nation under Assault )
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To: JayGalt

Directional call buying, when consumed as a steady appetite, is a “mug’s game” and is often a path to the poorhouse.

Never buy the stock of a company whose CEO wears more jewelry than your mother, wife, girlfriend or sister.

Avoid “the noise.”

Rules 31-40

Directional call buying, when consumed as a steady appetite, is a “mug’s game” and is often a path to the poorhouse.

Never buy the stock of a company whose CEO wears more jewelry than your mother, wife, girlfriend or sister.

Avoid “the noise.”


5 posted on 05/05/2021 8:53:58 AM PDT by JayGalt (Nation under Assault )
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To: SeekAndFind

“Short Selling Protects Wealth” Not so fast...

Investopedia
Short selling involves amplified risk. When an investor buys a stock (or goes long), they stand to lose only the money that they have invested. Thus, if the investor bought one TSLA share at $625, the maximum they could lose is $625 because the stock cannot drop to less than $0. In other words, the maximum value that any stock can fall to is $0.

However, when an investor short sells, they can theoretically lose an infinite amount of money because a stock’s price can keep rising forever. As in the example above, if an investor had a short position in TSLA (or short sold it), and the price rose to $2,000 before the investor exited, the investor would lose $1,325 per share.


6 posted on 05/05/2021 8:56:07 AM PDT by JayGalt (Nation under Assault )
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To: SeekAndFind
Rule 18 "What we have learned from history is that we haven’t learned from history."

Paraphrased my tagline

7 posted on 05/05/2021 9:02:49 AM PDT by outofsalt (If history teaches us anything, it's that history rarely teaches anything.)
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To: SeekAndFind
Law #1: Big Banks always win. They will always have more power to move price in the direction that they desire.

Keep that in mind in formulating any trading strategy.

8 posted on 05/05/2021 9:12:06 AM PDT by ConservativeInPA (“When injustice becomes law, resistance becomes duty.” ― Thomas Jefferson)
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To: JayGalt
Never buy the stock of a company whose CEO wears more jewelry than your mother, wife, girlfriend or sister.

When the CEO is getting great financial media press coverage, that is a sure sell sign imho.

The mass media is a trailing and not a leading indicator.
9 posted on 05/05/2021 9:14:07 AM PDT by cgbg (A kleptocracy--if they can keep it. Think of it as the Cantillon Effect in action.)
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To: SeekAndFind

Rule 1: Get rich slowly. Spend less than you make, put 10 percent or more into investments

Rule 2 Dollar cost average into market index funds. The market goes up given enough time; paying fees is a sucker’s game

Rule 3: any time frame less than 20 years is a fool’s game, just go throw your money on the craps table instead. The Market *WILL* be higher in 2041.

Those are all I’ve needed.

All the rest is BS to churn and burn the money of people who think there’s an easier way; people win the lotto, too but that doesn’t mean it’s a viable strategy.


10 posted on 05/05/2021 9:15:35 AM PDT by RedStateRocker ("Never miss a good chance to Shut Up" - Will Rogers)
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To: outofsalt

95% or more of the time when I hear “History teaches......” I can rest assured I will hear bad teaching and even worse history.


11 posted on 05/05/2021 9:17:09 AM PDT by RedStateRocker ("Never miss a good chance to Shut Up" - Will Rogers)
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To: SeekAndFind
AC's First Law of Investing:

If someone needs 50 laws of investing to guide you, he's made the process overly complex and is probably just selling a book.

I have no more than 8-10 rules of investing. Some of them are just meticulously detailed rules that relate to my general approach to investing and wouldn't necessarily apply to every investor.

Here's an example of a rule I use that I learned over time. It may not apply to everyone but I did see the wisdom of it after seeing how it applies to my own situation: When investing in mutual funds, don't reinvest the dividends or capital gains.

This might get criticized by financial advisors, but my reasons for this are two-fold:

1. If a mutual fund pays a dividend or capital gain, it's taxable as income (dividends), a short-term capital gain, or a long-term capital gain. If I have to pay taxes on the dividend or capital gain, I want to pay it out of the proceeds of these transactions.

2. I meticulously invest in a set of mutual funds on a scheduled dollar-cost average basis. If I'm investing $100/month in a mutual fund and that fund pays me a dividend of $500 at the end of the year, reinvesting it turns my $100/month schedule into a $600/month asset purchase for just one month. That just complicates things by throwing the schedule and my asset allocation into disarray, which requires a potential adjustment in the monthly schedule after that.

12 posted on 05/05/2021 9:18:23 AM PDT by Alberta's Child ("And once in a night I dreamed you were there; I canceled my flight from going nowhere.")
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To: RedStateRocker

Amen brother. The most important thing is to save money in the first place. 10 to 20 pct of your salary. Nothing beats dollar cost averaging into index funds in an asset allocated portfolio and leaving it alone for decades.

The best path to wealth is also the easiest - it’s called lazy investing and it works.


13 posted on 05/05/2021 9:25:18 AM PDT by plain talk
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To: JayGalt

Short selling is not something a retail investor should ever play around with.


14 posted on 05/05/2021 9:28:56 AM PDT by Brian Griffin
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To: SeekAndFind

Coach Bobby Finstock’s three rules of life:
1 Never get less than 12 hours of sleep a night
2 Never play cards with anyone who’s first name is a city
3 Never go near a woman with a tattoo of a dagger anywhere on her body


15 posted on 05/05/2021 9:29:53 AM PDT by freefdny
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To: cgbg

My point was that the rule was repeated as were two others.
I certainly don’t make my stock purchase decisions on what jewelry a CEO or CEO relative is wearing. Sounds cute & edgy but ridiculous.
I look at profitability, use of resources, demand for product now & down the road and behavior of the stock in different economic markets. One thing I look at is how desirable the products are and what market sentiment for the stock is. Momentum plays demand an exit strategy but they can be very profitable. Dynamic Materials BOOM was one of those market darling, quick exit needed but lots of profit retained.


16 posted on 05/05/2021 9:32:07 AM PDT by JayGalt (Nation under Assault )
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To: Brian Griffin

Agreed.


17 posted on 05/05/2021 9:32:35 AM PDT by JayGalt (Nation under Assault )
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To: RedStateRocker

Yes. I figure most of that noise is generated by folks who want to get rich selling books, investment guides, newsletters, or seminars.
Slow & steady wins over flashy in the long term.


18 posted on 05/05/2021 9:35:03 AM PDT by JayGalt (Nation under Assault )
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To: ConservativeInPA
Law #1: Big Banks always win. They will always have more power to move price in the direction that they desire.

I could literally have made enough to retire on the spot when COVID started: I noticed the Baltic Dry Index had cratered, to fractions of a 1% of its pre-COVID values.

Alas, they ceased all trading in it.

For about six months, when it started trading again at $300/share or so, compared to the $1200 pre-COVID.

But I'd given up on it, and never checked back until it had climbed up a lot from there.

Bastards.

...also beware the head fake to shake out small investors with protective stops, who guessed the right direction of a big move. They take it a couple percent in the OTHER direction, then the big movel

19 posted on 05/05/2021 9:39:13 AM PDT by grey_whiskers (The opinions are solely those of the author and are subject to change with out notice.)
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To: SeekAndFind

anyone interested in investment strategies to hedge against inflation?

A. I’m not going to be a landlord: too much hassle

B. I’ve already got enough precious metals, so don’t need more.

C. I’ve already invested in a ton of RDSB when it was priced at give-away prices March a year ago, so don’t need more petro ...

D. I’ve got plenty of guns and ammo, so don’t need more ...

I’m more interested in ETFs in the following sectors:

A. Agriculture: equipment, fertilizers, chemicals, and big processors like ConAgra and Archer-Daniels-Midlands (price of food is fixing to go through the roof due to massive cost increases in the inputs: who’s going to profit the most?

B. Single-family housing REITs: housing is going to go through the roof because of explosion in cost of materials, resulting in concomitant price increases in existing housing stocks ... not interested in apartment, commercial, or industrial REITs due to economic uncertainty ...

C. Building materials ETFs: producers, wholesalers, retailers, appliance makers, lumber, etc.


20 posted on 05/05/2021 10:06:51 AM PDT by catnipman (Cat Nipman: Vote Republican in 2012 and only be called racist one more time!)
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