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On courts and constitutionality in the Kentucky Resolution of 1798
Renew America ^ | August 3, 2015 | Tim Dunkin

Posted on 08/03/2015 3:36:05 PM PDT by Yashcheritsiy

One of the most common complaints of constitutionalists against the conduct of our federal government is that the judiciary at all levels routinely oversteps its boundaries, intruding into those areas that are beyond its constitutional reach. Though this is largely accepted by most Americans because of its long practice, this does not mean that what we see in Washington with respect to the judicial branch should be be tolerated or allowed to continue. As with unconstitutional actions by the other branches of government, our Founders provided a way for violations of our founding compact to be rectified by the states when the federal government refuses to use the system of checks and balances that was built into our constitutional system.

In the Kentucky Resolution of 1798, authored by Thomas Jefferson, we see an attempt by a state government to interpose and nullify several acts of the federal Congress which it believed to be unconstitutional. I would like to address the arguments of the Resolution against one of these acts, the Alien Friends Act, which had been passed by a Federalist Congress and signed into law by President John Adams, also a Federalist. In passing this Act, the Congress had unconstitutionally granted to the President powers that belonged to the judicial branch. This threatened a breakdown of the separation of powers that was so necessary to the continued integrity of the republican character of our constitutional system.

The constitutional theory underlying Jefferson's thought in the Kentucky Resolutions is summarized in the first resolution,

"Resolved, that the several States composing the United States of America, are not united on the principles of unlimited submission to their General Government; but that by compact under the style and title of a Constitution for the United States and of amendments thereto...That to this compact each State acceded as a State, and is an integral party, its co-States forming as to itself, the other party: That the Government created by this compact was not made the exclusive or final judge of the extent of the powers delegated to itself; since that would have made its discretion, and not the Constitution, the measure of its powers; but that as in all other cases of compact among parties having no common Judge, each party has an equal right to judge for itself, as well of infractions as of the mode and measure of redress."

Essentially, Jefferson was arguing what is known as the "Compact Theory" of the Constitution, a theory which says that the federal government exists as a creation of the states, and thus the states themselves are the final arbiters in deciding when the federal government has gone beyond its delegated powers. It was upon this basis that Jefferson justified the attempt to nullify the various acts addressed in the Resolution.

In the sixth Resolution, he addressed the Alien Friends Act, which allowed the President, at his own discretion, to expel from the United States any foreign citizen he chose, without formal accusation, a jury trial, or any other recourse. Jefferson observed that,

"...transferring the power of judging any person who is under the protection of the laws, from the Courts to the President of the United States...is against the article of the Constitution which provides..."

He then proceeds to quote the 6th amendment. Fundamentally, the issue at stake was a structural one – the Constitution provided judicial recourse to those (including, as was commonly understood from the very start, resident aliens in good standing) who stood accused of some crime. The Act transferred the power of judgment away from the courts and the juries and to the President himself, solely and completely. Hence, it was a violation both of republican principles and the specific constitutional provision for federal power to be separated between the three branches of government. Jefferson said that because this was a violation of the Constitution, the act was "utterly void and of no force."

This basic issue applies to our situation today, even if in the reverse direction. In the many, many judicial overreaches that we have seen take place for decades, we have seen a breakdown in the separation of powers as the judicial branch, in its turn, has usurped the roles of the other branches. The courts often go beyond their legitimate role of reviewing the constitutionality of laws, and delves into the business of legislatures, reinterpreting laws in ways that the legislature never intended, and imposing decisions, presumed to have the force of law, upon the states severally and on the nation as a whole. Consequentially, the same argument for unconstitutionality applies – when a court, even the Supreme Court, exceeds its specifically delegated roles, it breaks down the constitutional balance of powers and degrades the compact under which we operate.

As such, just like the Alien Friends Act was "utterly void and of no force" by Jefferson's arguments, so also would be unconstitutional acts of the federal courts.

But the issue that arises is, "Who decides if the court is acting unconstitutionally?" Do the states, per the Compact Theory, or does the federal government (i.e. the courts themselves)? The error of those who rejected the Compact Theory, as applied here, is that if the federal government exercises its authority directly from the people, rather than by the people through their respective states, then there is essentially no means of checking the judicial branch if and when it oversteps its boundaries, for there is no mechanism provided short of complete dissolution of the government for "the people" to rein in the judiciary. Expecting the courts to rule against themselves, selflessly restraining their own power and reach, seems to be a fool's expectation, and runs counter to the entire line of thought that led our Founders to seek to restrain government power. When a situation arises where the other two branches of federal power will not act to restrain judicial overreach, as we routinely see today, then the courts get to rule and reign unimpeded by any earthly power.

This is surely not what the Founders intended.

As such, even though the Compact Theory was rejected early on in American history by many prominent American statesmen, we find that logic and reason compel us back toward a renewed interest and application of this theory by the several states. It is from the understanding that the states are the arbiters when there are clear violations of the Constitution by the federal government that we can derive a just and reasonable view of constitutional liberty that safeguards the rights of the states and the people. We cannot hope for the federal government to restrain itself – the uniform testimony of history since the Civil War shows that this is an unreasonable expectation. Instead, we ought to get back once again to acknowledging the principle, "...but that as in all other cases of compact among parties having no common Judge, each party has an equal right to judge for itself, as well of infractions as of the mode and measure of redress."


TOPICS: Constitution/Conservatism; Editorial; Philosophy
KEYWORDS: 10thamendment; constitution; nullification

1 posted on 08/03/2015 3:36:05 PM PDT by Yashcheritsiy
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To: Yashcheritsiy; All
Thank you for referencing that article Yashcheritsiy. Please bear in mind that the following critique is directed at the article and not at you.

"In the Kentucky Resolution of 1798, authored by Thomas Jefferson, we see an attempt by a state government to interpose and nullify several acts of the federal Congress which it believed to be unconstitutional."

FR: Never Accept the Premise of Your Opponent’s Argument

The author of the referenced article overlooked the following points concerning Jefferson’s claim that the states have never delegated to the feds, expressly via the Constitution, the specific power to regulate immigration.

More specifically, regardless that it can be argued that the federal government bases its immigration laws of the Constitution’s “Uniform Rule of Naturalization” Clause (1.8.4), not only did both Jefferson and James Madison, Madison generally regarded as the father of the Constitution, complain that the states had never delegated to the feds, expressly via the Constitution, the specific power to regulate immigration regardless of how we might be swayed to interpret the Naturalization Clause today, but both men had also indicated that immigration is uniquely a state power issue, Jefferson borrowing language from the 10th Amendment in his writings.

Here is the relevant excerpt from Jefferson’s writing.

“4. _Resolved_, That alien friends are under the jurisdiction and protection of the laws of the State wherein they are: that no power over them has been delegated to the United States, nor prohibited to the individual States, distinct from their power over citizens. And it being true as a general principle, and one of the amendments to the Constitution having also declared, that “the powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people,” the act of the Congress of the United States, passed on the — day of July, 1798, intituled “An Act concerning aliens,” which assumes powers over alien friends, not delegated by the Constitution, is not law, but is altogether void, and of no force [emphasis added].” —Thomas Jefferson, Draft of the Kentucky Resolutions - October 1798.

And here is the related excerpt from the writings of James Madison in Virginia Resolutions.

"That the General Assembly doth particularly protest against the palpable and alarming infractions of the Constitution, in the two late cases of the "Alien and Sedition Acts" passed at the last session of Congress; the first of which exercises a power no where delegated to the federal government, ...

… the General Assembly doth solemenly appeal to the like dispositions of the other states, in confidence that they will concur with this commonwealth in declaring, as it does hereby declare, that the acts aforesaid, are unconstitutional; and that the necessary and proper measures will be taken by each, for co-operating with this state, in maintaining the Authorities, Rights, and Liberties, referred to the States respectively, or to the people [emphasis added]. ”— James Madison, Draft of the Virginia Resolutions - December 1798.

Note that Madison maintained a daily journal of debates at the Constitutional Convention and was therefore familiar with all arguments concerning every clause in the Constitution. So even if we gag and tie Jefferson and throw him into the back of a dark closet because we don’t like his “opinion” that the feds have no constitutional authority to regulate immigration, we cannot likewise ignore that Madison also agreed that the states have never delegated to the feds, expressly via the Constitution, the specific power to regulate immigration.

2 posted on 08/03/2015 5:10:09 PM PDT by Amendment10
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To: Amendment10
I thought maybe we're heading here;

Sen. Ted Cruz (R-Tex.) has proposed a constitutional amendment that would subject Supreme Court justices to periodic judicial elections in the wake of rulings that upheld a key portion of the Affordable Care Act and affirmed gay couples' right to marriage.

For many years I've advocated impeachment of judges, common, brutal forceful impeachment for the slightest errors. But the problem with that is the Washington DC elitist party. They all belong to the same governing click and they all protect their own.

Ted's idea is better than mine I'll admit. But I think you'd get interesting voter turnout results if you called it an impeachment vote.

3 posted on 08/03/2015 5:24:35 PM PDT by WhoisAlanGreenspan?
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To: Amendment10
Oop's forgot to include a link to said subject.

And while I'm at it why restrict this to the supreme court? I think all judges should be subject to voter rebuke if and whenever there exists a ground swell of discontent.

4 posted on 08/03/2015 5:31:21 PM PDT by WhoisAlanGreenspan?
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To: Amendment10
Thank you for referencing that article Yashcheritsiy. Please bear in mind that the following critique is directed at the article and not at you.

No problem. I wrote it, so I can speak to what the author intended.

Keep in mind the article was written as a "starter/writing style trial" article for the 10th Amendment Foundation, and was specifically supposed to cover the implied role of the judiciary in the KY-Res, rather than Congressional vs. State control over immigration, per se.

5 posted on 08/03/2015 6:38:17 PM PDT by Yashcheritsiy (It's time to repeal and replace the GOP)
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