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SEC, exchanges agree to boost market safeguards
Reuters via Fidelity.com ^ | May 10, 2010 | Rachelle Younglai and Jonathan Spicer

Posted on 05/10/2010 8:41:11 PM PDT by mlocher

WASHINGTON/NEW YORK (Reuters) - Market watchdogs and six major exchanges agreed new safeguards were needed to curb trading in plunging markets, an effort to address last Thursday's mysterious market free fall.

Securities and Exchange Commission Chairman Mary Schapiro met on Monday with the leaders of major stock and option exchanges, as well as the brokerage industry watchdog, the Financial Industry Regulatory Authority (FINRA).

"As a first step, the parties agreed on a structural framework, to be refined over the next day, for strengthening circuit breakers and handling erroneous trades," Schapiro said in a statement that provided no further detail.

Regulators still have not pinpointed the exact cause of last week's 20-minute market roller coaster, when many stocks usually regarded as safe dropped precipitously for several minutes before recovering most of their losses.

One source said the general agreement on revamping market safety valves included a circuit breaker, or pause in trading, that would apply across all trading venues, if an individual stock falls sharply.

There was also agreement on updating the existing broad circuit breakers for severe market declines, said the source who requested anonymity because the talks are private.

Currently, if the market falls more than 10 percent in a day before 2 p.m. local time, a circuit breaker is triggered and shuts the market down for one hour. If the market falls more than 20 percent after 2.30 pm, the market shuts for the rest of the day.

Both the Dow Jones Industrial Average and Standard & Poor's 500 index never reached the crucial trigger point on May 6. The Dow fell as much as 9.2 percent and the S&P was off as much as 8.6 percent during the latter half of Thursday's trading day.

(Excerpt) Read more at news.fidelity.com ...


TOPICS: Business/Economy; Government
KEYWORDS: circuitbreaker; sec; stockmarket
Regulators still have not pinpointed the exact cause of last week's 20-minute market roller coaster, when many stocks usually regarded as safe dropped precipitously for several minutes before recovering most of their losses.

...

U.S. Treasury Secretary Timothy Geithner urged a speedy response to last week's events ...

We still don't understand the problem, but we have to rush to fix it.

1 posted on 05/10/2010 8:41:11 PM PDT by mlocher
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To: mlocher

Ain’t it amazing how fast that “fat finger” lie evaporated?? It turns out a junior trader simply cannot enter a “b” instead of an “m” after all.

This talk of faster circuit breakers is unsettling. If the breakers had kicked in last Thursday and shut down trading with the Dow down over 1,000 points we would still be mopping the blood out of the streets around the globe.


2 posted on 05/10/2010 9:02:14 PM PDT by Bean Counter (We hang the petty thieves and appoint the great ones to public office -- Aesop)
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To: Bean Counter
This talk of faster circuit breakers is unsettling. If the breakers had kicked in last Thursday and shut down trading with the Dow down over 1,000 points we would still be mopping the blood out of the streets around the globe.

Exactly! The market worked, just like it always does.

Breakers keep people in the market who, for whatever reason, need to get out.

3 posted on 05/10/2010 9:04:17 PM PDT by mlocher (USA is a sovereign nation)
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To: mlocher
Does this mean that they're putting porn filters on the SEC computer system so these guys will actually do their job? This is just more lipstick on the pig, the market is unbelievably rigged in favor of the big investment banks and other bigwig insiders that its not even funny. They've been pumping this market up to keep the masses happy and Goldman Sacks making money hand over fist but like any bubble this one will pop, this was just the first sign that it's on its way.
4 posted on 05/10/2010 9:08:09 PM PDT by trapped_in_LA
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To: mlocher

“Regulators still have not pinpointed the exact cause of last week’s 20-minute market roller coaster,”

That’s not exactly reassuring.


5 posted on 05/10/2010 10:02:48 PM PDT by Pelham (Obamacare, the new Final Solution.)
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To: Pelham
“Regulators still have not pinpointed the exact cause of last week’s 20-minute market roller coaster,”

Probably because they're spending all of their time watching porn.

6 posted on 05/10/2010 10:04:02 PM PDT by dfwgator
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To: mlocher

“...and there was never any market manipulation any more. The End.”


7 posted on 05/10/2010 10:07:38 PM PDT by jiggyboy (Ten per cent of poll respondents are either lying or insane)
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To: jiggyboy

LOL


8 posted on 05/10/2010 10:09:55 PM PDT by mlocher (USA is a sovereign nation)
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To: mlocher

In a related story, the fox agrees to boost security of the hen house.


9 posted on 05/10/2010 10:15:09 PM PDT by dfwgator
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To: mlocher

If the markets fall 10% a hour trading halt kicks in so the markets fell 9.2% then recovered. What’s wrong with this picture?


10 posted on 05/10/2010 10:40:41 PM PDT by Razzz42
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