To: bitt
I work in finance. We are required by regulators to not use text, email, legally required to keep records readily available for 3 years, hard copies for 7....
To: Professional
"I work in finance. We are required by regulators to not use text, email, legally required to keep records readily available for 3 years, hard copies for 7...."Pro, I doubt the House and Senate could comply with Sarb-Ox, let alone Dodd-Frank or possibly even pass a U-4 background check. And they are giving everybody in the "biz" all this compliance garbage when they can't even comply themselves? The hypocrisy is stunning...
43 posted on
02/09/2018 11:34:41 PM PST by
taildragger
("Do you hear the people Singing? Singing the Song of Angry Men!")
To: Professional
SEC/FINRA does not ban text or email, they simply require archiving and oversight.
44 posted on
02/10/2018 12:23:36 AM PST by
narses
( For the Son of man shall come ... and then will he render to every man according to his works.)
FreeRepublic.com is powered by software copyright 2000-2008 John Robinson