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To: Professional

SEC/FINRA does not ban text or email, they simply require archiving and oversight.


44 posted on 02/10/2018 12:23:36 AM PST by narses ( For the Son of man shall come ... and then will he render to every man according to his works.)
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To: narses

No firm or bd allows reps to use text in client communication. I can assure you of that.


46 posted on 02/10/2018 5:36:42 AM PST by Professional
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