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U.S. Economic Intelligence Policy & Global Competition
Monterey Institute of International Studies ^ | 12/30/96 | Garth Hancock

Posted on 08/22/2003 11:51:17 AM PDT by Paul Ross

US Economic Intelligence Policy and Global Competition


By Garth Hancock

(When this was written --Mr. Hancock was a second year graduate student working towards his MA in International

Policy Studies. Prior to attending the Institute he worked as a small company vice-president.

His concentration was in trade, with a particular interest in govemment-private relations.

"It would not surprise me that intelligence agencies in

all countries are involved in examining what their

international competitors are doing, but I'm not

aware of any such activities on behalf of the US

intelligence agencies."


- US Commerce Secretary Ron Brown, October 19,

1995.

Many Americans who follow US-Japanese relations may have been surprised

when Japan recently voiced concerns regarding the Central Intelligence Agency

(CIA) bugging the conversations of Japanese negotiators during trade talks

with the US. It was reported that the US government had eavesdropped on

Japanese auto executives and officials in Geneva earlier this year during

high-level trade negotiations over possible tariffs on Japanese luxury cars. It

appears that reports, based on the tapped conversations, may have been fed

to US Trade Representative Mickey Kantor and others in order to give the

Americans an advantage in their negotiations.

The response in Japan to the incident provides insight into the world of

economic intelligence. Though some Japanese negotiators expressed shock and

dismay upon hearing the news that the US was spying on Japanese auto

makers, Trade Minister Ryutaro Hashimoto down played the report, stating

that the eavesdropping would not have changed the outcome of the talks. It is

not difficult to guess why high level officials in Japan are less concerned about

the incident. Such activities are becoming increasingly routine as each country

seeks to gain any possible advantage in the competitive global market place.

Japan's own economic intelligence efforts directed against US companies have

not gone unnoticed in Washington, and the Japanese government is unlikely

to press the issue in fear of drawing greater public attention to its own

to press the issue in fear of drawing greater public attention to its own

substantial intelligence gathering activities.

By most accounts the US government, though involved in gathering

information of an economic nature, has not been as aggressive or adept as

other countries in assisting its companies with the acquisition of economic

intelligence. This fact has led to a heated debate among US policy makers,

business executives, and scholars. The exact role of the US intelligence

community in gathering, analyzing, and disseminating economic intelligence

has not been clearly defined. While some view this process as vital to US

national security, others perceive the involvement of the US intelligence

community in the international market place as dangerous, wasteful, and

clearly outside the country's best interests. Although questions regarding acts

of economic espionage have sparked public and scholarly interest, little

research has been done on how a more aggressive and comprehensive US

economic intelligence policy might work in practice. The forces which have

shaped current policy are seldom addressed and possible models for future

policy have not been adequately explored.

Research Questions

This study seeks to investigate one central question: If the US were to adopt a

comprehensive and aggressive plan to provide economic intelligence to US

companies and protect them from the economic espionage activities of foreign

governments, what issues or questions would such a policy confront?

To help answer this question, several supporting questions will be touched on.

How does the economic intelligence debate fit into the major theories of

international political economy? What legal, political and organizational

questions would have to be addressed? Finally, does the US government have

the ability to effectively collect, analyze and disseminate economic intelligence?

Analytical Framework

There are certain limitations when one engages in research of this kind.

Intelligence agencies do not publish reports on their activities. Information on

the activities of the CIA in Japan, for example, is difficult to obtain. Further,

much of the information which does exist is anecdotal, fragmented, or difficult

to confirm. Despite these problems, a substantial amount of material has

emerged on the topic in the last three years. Intelligence journals, one book,

countless newspaper articles, and one master's thesis are the primary sources -

for this study. for this study.

Another problem related to this topic is the overlapping and vague

terminology. For the sake of clarity I have chosen the following definitions

from an article by Samuel D. Porteous:

"Economic Security" - The maintenance of those

conditions necessary to encourage sustained

long-term relative improvements in labor and

capital productivity and thus a high and rising

standard of living for a nation's citizens,

including maintenance of a fair and dynamic

business environment conducive to innovation,

domestic and foreign investment, and

sustainable economic growth.

"Economic Intelligence "- Policy or

commercially-relevant economic information,

including technological data, financial,

commercial, and government information, the

acquisition of which by foreign interests could,

either directly or indirectly, assist the relative

productivity or competitive position of the

economy of the collecting organization's

country. The acquisition of economic

intelligence becomes a security concern when

the acquisition of this information by foreign

interests could economically disadvantage the

country concerned by jeopardizing jobs,

research and development, investments, relative

productivity, competitiveness, or economic

growth.

"Industrial Espionage" - The use of, or

facilitation of, illegal clandestine, coercive or

deceptive means by a private sector entity or its

surrogates to acquire economic intelligence.

Economic Espionage - Clandestine or illicit

attempts by foreign interests to assist their

economic interests by acquiring economic

intelligence which could be used to sabotage or

otherwise interfere with the economic security

of another country.

"Sharp Practices" - The use of illegal, clandestine,

coercive, or deceptive means by a foreign

government or entity intended to benefit the

economic or commercial interests of the

perpetrator. This broad category includes not only economic espionage, but other

questionable practices, such as bribery and

sabotage.

It should also be noted that this research and the conclusions drawn here are

grounded in a particular theory of international political economy,

neomercantilism. This approach brings certain assumptions to the subject of

this research as more fully explained below. Further, the relationship between

neomercantilism and economic intelligence will be explored.

In 1776, Adam Smith in The Wealth of Nations made the case against

old-fashioned mercantilism. Smith maintained that nationalistic economic

practices were inefficient and resulted in higher prices for everyone. David

Ricardo built on Smith's work and presented the idea of comparative

advantage:

The theory of comparative advantage assumes that

trade occurs because of specialization; there are

certain commodities that each nation can produce

relatively more efficiently, given its natural resources,

labor force, and technological capabilities. If all

countries specialize in the commodities in which they

possess comparative advantages, exporting these

goods and importing others, an optimal allocation of

world resources would result.

The neoclassical tradition is one with which Americans are most familiar. It

suggests that the market operates most efficiently when it is left alone.

Interference from the government translates into losses for the consumer and

makes companies inefficient. More than any other determinant, the health of a

society can be measured by how much it can consume; in economic jargon,

the higher your consumption curves the better.

The rationale for the market system is that it increases economic efficiency,

maximizes economic growth, and thereby improves human welfare. Although

liberals believe that commerce also enhances the power and the security of the

state, they argue that the primary objective of economic activity is to benefit

the individual consumers. Their ultimate defense of free trade and open

markets is that they increase the range of goods and services available to the

consumer. Neoclassicism views economic competition as a uniting force

because all countries should benefit in absolute economic terms even if relative gains differ.

A contemporary of Adam Smith's, the German economist Friedrich List,

responded to the laissez-faire approach and provided the basis for today's

neomercantilists. List had traveled to America and was impressed by the

manufacturing base built there behind protective tariffs. His argument was

that history suggested that nations do not develop an advanced

manufacturing base without some form of state intervention. States were likely

to become proponents of open markets only after they had developed a strong

base domestically and were therefore prepared to face and benefit from

international free trade. List saw a hidden motivation behind powerful

countries, like England, that pushed for open markets once it was in their best

interest to do so but not necessarily in the best interests of other nations who

might be locked into a comparative disadvantage for exporting raw goods

instead of developing new technologies. List's interpretation of history also

suggested that when it came to certain basic industries, the steel industry for

instance, which is vital to any war effort, state cooperation with industry was

both necessary and sound economic practice.

Perhaps the greatest divide between the two theories centers around the

question, what is economics for? As stated previously, neoclassical economists

focus on the individual and consumption. Neomercantilists, on the other hand,

focus on the state. They equate economic strength with national security and

the very concept of power. For neomercantilist theorists the overall wealth and

security of a nation depends less on what a society can buy than on what it

can make, what James Fallows calls the consumer versus producers debate.

Neomercantilists argue that in the long run, consumer oriented societies will

lose out to producer oriented societies. The rise and fall of great economic

powers can be traced in large part to each country's ability or inability to tackle

new markets and technologies. Neomercantilists rank different industries in

terms of importance and global positioning. Great Britain didn't build an

empire on consumption and free trade principles but on the strength and

advanced nature of its manufacturing base.

Neomercantilism, at least as it is understood in the US, is still developing; yet

the theory, as outlined by James Fellows in his book Looking at The Sun,

already deviates from neoclassicism in several other important ways.

Neoclassicists tend to see economic growth as automatic and dynamic;

markets and technologies change, preferences vacillate, and it is best to let the

market decide what should flourish and what should die. In neomercantilistic market decide what should flourish and what should die.

In neomercantilistic

theory some industries or markets are too important to leave their fate up to

the unpredictable market place. Sometimes certain industries need plans,

pushing, help or coordination. Japan is the best modern-day example here. In

Japan, cooperation exists between the universities, technical industries,

government" and industry. All are directed toward producing high quality

products both for the home market and for export. This is how Japan became

Japan, Inc. This does not mean that domestically strong competition within

industries does not exist - for example, within Japan, Nissan, and Toyota are

fierce competitors.

Another important difference between the two theories concerns process

versus result. Neoclassicism focuses on economic processes, on getting prices

right and letting the market go its own way. Neomercantilists, on the other

hand, are interested in results. If domestic industries are losing out to

international competition, then adjustments are needed. This might mean

government support in the form of money for research and development or

protection from outside competitors. South Korea entered the intensely

competitive international car market this way - not by letting the market

decide. A strict interpretation of the theory of comparative advantage would

suggest that the South Korea of the early 1980s would be mad to get into the

semi-conductor market, yet after years of government involvement, South

Korea now possesses a share of the global market. Granted, this share came at

a cost to South Korean taxpayers, but again, from a neomercantilistic vantage

point, consumers may have to suffer in the short term for the long term health

of the nation.

Finally, neoclassicism and neomercantilism differ in how they view the game

itself. Neoclassicism suggests that in a completely free global market every

country would see some gain. Neomercantilist theory sees a different world

where a few countries seem to consistently have the comparative advantage in

most things. The theory suggests the economically weak states are at the

mercy of economically powerful states. Neomercantilism argues that the

wealth, rather than being created, is transferred from one nation to another.

Britain is not the same country it was in 1900, just as America is not the

country it was in 1950. From the neomercantilist perspective, competitive

advantage seems to move around: Britain had it, and now it does not. The

example of Britain looms significantly in the neomercantilist mind.

Neomercantilism sees a Britain that failed to plan, failed to invest in new

technologies, failed to build modernized factories, and failed by allowing its

capital and brain power to flow out of the country. In short, business is war

capital and brain power to flow out of the country. In short, business is war

with hard felt consequences for countries who lose in battle.

It should be noted that all of these arguments quickly become complex and

that each theory has its strengths and weaknesses. However, the growing

acceptance in the US and elsewhere that many neoclassical assumptions may

be flawed is all that is required to start changing the way states act. Politicians

and policy makers interpret academic debate in various ways. The convincing

arguments provided by neomercantilists have a real-world impact. The Clinton

administration's tough line against Japan during recent trade talks, for

example, is based in part on neomercantilistic arguments, which suggest that

Japanese behavior is not unenlightened in the neoclassical sense of the word

but is fundamentally different. The success of countries like Japan and South

Korea will continue to erode the ideological underpinnings of free market

liberals and their institutions. Success breeds imitation.

It is also interesting to note, based on the limited public information available,

that the use of state intelligence agencies in the furtherance of commercial

goals is much more prevalent in states which tend to be neomercantilistic in

nature when compared to those that are more liberal in approach. Within the

European Union, for example, France has developed a reputation for activity of

this kind while Britain's intelligence services, based on the information

gathered, have never been accused of conducting economic espionage.

Neomercantilism offers a new perspective in the free trade debate. More

importantly, however, it provides a sophisticated defense for the role of

governments in forming strategic trading policies including the use of

intelligence operations. Neomercantilism suggests a different focus for

economic activity, one that views economic competition as a struggle between

states: business as war versus business as peace. The implications of this

change in focus forecast intensified competition for global resources and

markets and an increasing reliance on economic-related intelligence.

Background

Two major factors have led to a re-evaluation of the role of the US intelligence

organizations in promoting US economic competitiveness:


First, the end of the cold war and an evolving definition of national

security which incorporates national economic health and industrial

strength; and
Second, a decline in America's ability to compete in certain key industries,

chronic trade deficits, and a perception that other countries are playing by

a different set of economic rules.

More generally, the marked increase of economic intelligence activities at the

international level can be at least partially attributed to increasing trade

liberalization and the rules and regulations of the successive GATT agreements.

The theory of political realism suggests that states often support cooperative

agreements while taking actions which undermine cooperation if clear benefits

are perceived. This means that as states lower trade barriers and reduce

subsidies, they will simultaneously seek new ways to give domestic producers a

leg up in international competition.

The debate concerning the degree to which states are able to cooperate in

anarchy is a familiar one to political science. Liberal institutionalists argue that

the gains from cooperation will lure states towards cooperative agreements via

institutions like the WTO/GATT for their mutual benefit based on rational

choice. The neomercantilist position, on the other hand, suggests that while

states may see the benefit of a generally free trade environment they are also

likely to seek ways to circumvent the system. Realists point out that as the

GATT lowered tariffs, a rise in non-tariff barriers took place. The degree to

which GATT has been successful to date may be due in large part to the fact

that states were able to find ways around the system. GATT's lax rules of

enforcement might be seen as a crucial ingredient to its continued existence.

Non-tariff barriers to trade, national structural barriers to foreign imports, large

scale bribery in international business contracts, and other illiberal strategic

trade policies have all flourished under GATT to a remarkable degree.

In this same vein, Joseph Grieco conducted an in-depth study of non-tariff

barrier negotiations within GATT and concluded that even if we assume states

are rational actors who might cooperate for the highest individual gain, they

are just as or more likely to choose options which keep other players from

benefiting. Or, in his words, "the fundamental goal of states in any relationship

is to prevent others from achieving advances in their relative capabilities."

Robert Gilpin argues that the international liberal system "stimulates, and may

compel, a state to increase its power; at the least, it necessitates that the

prudent state prevent relative increases in the power of competitor states." It is

a short trip between this idea and the logic behind aggressive economic

intelligence activities.

As stated earlier, success in the most profitable and certainly the most future As stated earlier, success in the most profitable and certainly the most future

oriented industries (i.e. computer parts and software, telecommunications,

consumer electronics, aerospace, etc ... ) depends less on natural endowments

which are fixed such as land resources, capital and materials, than on more

malleable resources such as a highly skilled work force and process knowledge.

As a result, information has become a highly prized commodity. The

acquisition of this information, whether by illegal or legal means, is an area

outside of any effective international body. Economic intelligence efforts reflect

one way governments can capitalize on the changing nature of international

economics while still meeting, or appearing to meet, the minimum

requirements of international cooperative agreements like GATT.

The end of the cold war has significantly altered the United States' security

priorities. Although traditional security concerns such as the threat of nuclear

proliferation or attack, terrorist activities and regional and ethnic conflict still

remain, new issues have surfaced which demand the attention of US policy

makers. Chief among these is a growing appreciation of the relationship

between national economic strength and national security. A recognition that

governments can give their producers an edge in international competition has

led to an obvious corollary, a view of international trade as a type of warfare.

As Paul Kennedy and others have remarked, the language of international

trade has become "increasingly military in nature; industries are described as

'under siege,' markets are'captured'or'surrendered,' and comparative rates of

research and development expenditures are scrutinized as anxiously as the

relative size of battle fleets before 1914... A neomercantilist world order

remains, even if recourse to war is not an option." r 81 In order to observe how

these challenges have become reflected in practice and to demonstrate the

new emphasis on economic competitiveness which characterizes the post-Cold

War era, one need only look at the changing focus of the international

intelligence community. It is estimated that economic espionage costs US

business as much as $100 billion per year. William Warner points out:

With the strategic military confrontation which

characterized the Cold War substantially abated, if

not altogether ended, there has been a worldwide

revival of the mercantilist notion that economic

power is the fundamental component of national

power. An obvious corollary is that economic

information propagates economic power. Both US

private industry and the US government are

apparently coming around to an awareness that the

achievement and maintenance of economic power is

achievement and maintenance of economic power is

a matter for intelligence concern as well as traditional

fiscal policy. The end of the Cold War not only

changed the game, it shuffled the players around.

Last year's politicavmilitary ally is now this year's

economic antagonist.

The growth of economic espionage has at its roots many neomercantilist

assumptions.
First, that nations are often unwilling to let the market determine

the location of production for certain industries and seem committed to

playing an important role in economic affairs, involving themselves in the

promotion and control of commerce.
Second, from an American vantage

point, the end of the cold war and the relative economic decline of the US

necessitates a change in focus for US foreign policy.
Third, that the rules under

which international trade is conducted have been, or are in the process of

being, reinterpreted based on mercantilistic principles. Last, economic

competitiveness is a valid and vital measure of national strength.

US Senator

David Boren made some of these same points in an April 1990 address:

"When you look at the targets for intelligence against

the United States - (foreign) government intelligence

services are shifting to economic sources - we're

going to have to know about intentions about oil

production levels and exchange rates and trade

policy. We're going to have to protect our own

commercial enterprises against theft of commercial

secrets. We're going to have to begin to think about

the role that we want our own intelligence services to

play in terms of protecting America's economic and

commercial interests around the world."

The belief that economic considerations are gaining precedence over traditional

military concerns is reflected in the changing role of the Central Intelligence

Agency (CIA) and the Federal Bureau of Investigation (FBI).

Former CIA Director

William Webster has stated, "There is now universal recognition that economic

strength is key to global influence and power .... Throughout the next decade,

we will continue to see an increased emphasis on economic competitiveness as

an intelligence issue."

The FBI now considers economic espionage as the

"top national security threat posed by foreign intelligence operatives."

These two quotes from America's most important intelligence organizations

reflect a world in which the state not only works to promote economic fitness

but an international economic environment where governments must actively

protect themselves from foreign competitors. This is not a position founded on

protect themselves from foreign competitors. This is not a position founded on

the "business as peace" idea in neoclassicism. The Japanese Ministry of

International Trade and Industry (MITI) encourages and conducts market

research, fosters economic activity in Japan, and serves as a organizational

center for gathering economic information about competitors. The French

government has gained a reputation for aggressive economic espionage

activities in the US, although Germany, Switzerland, Yugoslavia, South Korea,

Israel, China, and others have all been identified as carrying out similar

activities. The Russians have long been interested in gathering information

on American technology, and there is no evidence that the end of the Cold

War has changed this fact.

Although intelligence gathering is directed toward every possible business from

the shoe industry to synthetic diamond production, the following indicates

what author J. Thompson Strong calls "The Critical Technologies Threat List:"

Air breathing propulsion
Microelectronic circuits


data

Arrays
Passive sensors


Biotechnology
Photonics
pulsed power


Composite materials
Semiconductor materials


Fusion Sensitive radar


Flexible manufacturing
Signature control


High energy density Simulation & modeling

materials


High performance Software engineering

computing


Hypervelocity Superconductivity

projectiles/propulsion


Machine intelligence and Weapon system

robotics environment

The target industries for economic espionage reveal both an important point of

contention between neomercantilism and neoclassicism and the changing

nature of international economics. The concept of comparative advantage no

longer seems to dictate the location of production in high technology fields

like the ones listed above. Unlike liberal economists' models, in the real world

government policies, including the use of economic espionage, affect which

countries will capture the advantage in the markets driven by new technology.

countries will capture the advantage in the markets driven by new technology.

The products that will be developed from the technologies outlined above will

be produced where the best technology has been developed and applied. Or,

stated another way, "New industries of the future such as biotechnology

depend on brain power. Man-made comparative advantage replaces the

comparative advantage of Mother Nature (natural-resources endowments) or

history (capital endowments)."

This means that research and development as well as process development will

become vitally important in the race to capture market share. The neoclassical

idea that producers and governments should allow natural market forces to

determine who will produce what and where no longer makes sense when, for

example, one studies the history of the semiconductor market.

A shift in attention from geopolitics to geo-economic politics is underway

among western industrialized states. This is reflected in the actions of their

intelligence services. The post-Cold War landscape has linked trade issues and

economic strength to national security. This development confirms many

neomercantilistic assumptions and suggests that trade and economic

competition, while working to unite nations, may simultaneously cause

potential conflict.

A perception in the US that the country is losing out to foreign competitors, as

the Japanese and others come to dominate markets that were once American

strongholds, is likely to cause US trade policy to become more confrontational

and defensive, emphasizing results over process. The quotes given above from

American intelligence officials signal a new "fight fire with fire attitude" that

stems from the perception that the outside world is playing by a different set

of economic rules and from fears about further American economic decline if

nothing is done.

Case Studies

It is clear that many of America's economic competitors have focused their

intelligence activities toward the collection of business and economic

information. Although each country is different, both Japan and France

(excluding several other countries) provide models for more organized,

aggressive and largely successful economic intelligence when compared to the

US example, given their relative resources.

Japan

While the line between national security and economic strength is just now

beginning to blur in the US, it has never existed in Japan. A 1987 CIA report

entitled Japan: Foreign Intelligence and Security Services named the following

priorities for Japan's intelligence agencies:


1 .Intelligence on technological and scientific developments in the United

States and Western Europe.


2. Intelligence on political decision-making in the United States and Europe

relating to trade, monetary, and military policy in Asia and the Pacific

region.


3. Intelligence regarding access to foreign sources of raw materials to include

oil and food.

It is estimated that perhaps eighty percent of Japan's intelligence efforts, which

are directed towards the United States and Western Europe, focus on

gathering economic-related information, especially high-tech developments

and trade secrets.

The two primary agencies responsible for Japan's economic intelligence

operations are the Ministry for International Trade and Industry (MITI) and the

Japanese External Trade Organization (JETRO). Both organizations disseminate

collected information to Japanese industry and business. Recent case studies

on Japanese efforts in gaining technological information or trade secrets in the

computer, telecommunications, optics, aircraft, aerospace, and electronics

industries attest to an organized and effective program.

Starting in 1984 an overhaul and reorganization of Japanese intelligence

centralized the country's operations. A new Information and Resource Office

serves as a central clearing house for the collected data of Japan's various

official and unofficial intelligence gathering organizations and has close ties to

Japanese business. An Intelligence Committee works to coordinate the

priorities of the various agencies involved. The committee includes members

from the highest levels of both commerce and security. f 201

Japanese corporations place a high priority on information collection and,

unlike most US firms, seem willing to pay the costs associated with the

maintenance of what are essentially commercial intelligence agencies. Several

Japanese commercial intelligence operations in the US and elsewhere have

come to light, though many intelligence specialists point out that a consistent come to light, though many intelligence specialists point out that a consistent

number of cases here and there indicate a comprehensive and extensive

program. It is presumed that most operations never become public. Further,

even if legal action is taken against a company engaged in economic

espionage, it may well be worth the price. For example, Mitsubishi Corporation

pleaded "no contest" to charges that it paid an employee of the Celanese

Corporation $150,000 for industrial film technology. Mitsubishi was fined

$300,000 by a US judge but compared to the estimated value of the

information, $6 million, the operation was a resounding success.

Coordination between government and industry is greatest when a clear

industrial target exists. Beginning in the late 1970s, the Japanese government

and its companies were determined to take on the micro-chip industry.

Collection of data in Silicon Valley was so aggressive that the FBI and the State

Department finally decided to reduce the number of visas granted to Japanese

businessmen. The results of the Japanese effort are nothing less than

astounding. "Our estimate is that intelligence operations provided at least 35

to 40 percent of the base-line data on which the Japanese were able to

extrapolate and achieve what they did." The CIA had estimates as high as 70

percent. The end result was a successful economic intelligence operation which

turned the international micro-chip industry on its head.

By 1980 Japanese companies had surpassed US merchant semiconductor firms

in the design and manufacture of the latest generation of semiconductor

devices. By 1983 Japanese-based firms held a share of the world market equal

to that of the US-based firms. By 1986 the Japanese firms had taken 65

percent of the world market for memory products, while the US share had

fallen to 30 percent. In 1988 Japan held 85 percent of the market for one

megabit memory chips, while the American share... had dwindled to eight

percent.

Japanese efforts in the microchip industry represent one instance where the

Japanese government became directly involved. An FBI sting operation nabbed

officials from the Japanese consulate in San Francisco and Naicho, a small but

important Japanese intelligence branch directly tied to the office of the Prime

Minister, may have been connected to the operations.

Japanese government officials have explored every possible source of data,

including Japanese graduate students studying abroad. Incidents have been

reported at Berkeley, Stanford and the Massachusetts Institute of Technology

where students at top research facilities were pressured to produce where students at top research facilities were pressured to produce

information on research activities. The problem is deemed important enough

by the US government that some officials have called for "tracking" the

activities of US students working on advanced technological and scientific

projects in America's best schools.

Not all of Japan's efforts are clandestine. The Freedom of Information Act,

aimed at providing government information to the public, allows foreign

companies to gain in-depth, detailed information on both American companies

and US government agencies. It is estimated that individuals or organizations

acting on behalf of Japanese companies have made approximately 1,500

requests annually for information on the US space program alone, including

requests on various rocket types.

Japan's economic intelligence efforts reflect an overall emphasis on industrial

competitiveness and an obsession with the latest technological developments.

The system in Japan facilitates government and industry cooperation and the

government provides a recognizable and workable structure for getting

commercial information to its companies. Finally, outside of official

government efforts, Japan's companies arguably have the world's most

advanced competitive intelligence units.

France

"In any intelligence service worthy of the name one

would easily find cases where a single operation

[involving the economy, industry and science] paid

the year's operating budget."

-Former French intelligence official, Count Alexendre

de Marenches,

Dans Les Secrets des Princes.

France has an established history in the collection of economic intelligence.

According to Peter Schweizer, France employs approximately two hundred

agents around the world; agents who work full time gathering economic

information. In addition, a network of part-time agents or "honorary

correspondents" provide additional information and support. The United

States, in particular, has been a consistent source of information to French

companies. The following list indicates US firms which have been identified by

the French government as targets for intelligence gathering:

Allied Signa,
Lawrence Livermore

National Labs


Bankers Trust LTV


Bell
McDonnell Douglas


B.F. Goodrich
Martin Marietta


Boeing
Merrill Lynch


Chase Manhattan Bank
Morgan

Guaranty
Chemical Bank
Motorola


Corning Glass
NASA Space Centers


First Boston Bank
Northrop


Ford Aerospace
Pratt and Witney


General Dynamics
Prudential Bache


Grumman Aerospace
Soloman Brothers


GTE
Rockwell International


Honeywell
Texas Instruments


Hughes Aircraft
TRW


Lockheed
United Technologies


Los Alamos Labs
Westinghouse

Like Japan, France reorganized its intelligence services in the early 1980s in

order to better focus on economic matters. A group called Planning,

Forecasting and Evaluation outlined new priorities for French intelligence. The

results of implementing the guidelines were felt world-wide. Not only did

France gain a reputation for aggressive and bold espionage tactics, from

bugging the business class section of Air France to intercepting diplomatic

pouches en route to the Japanese embassy in Paris. France, along with South

Korea and Japan, pushed the limits of normally accepted intelligence

techniques among the major western allies.

One of the most spectacular successes of the French program occurred in 1982

when the French won a $2 billion contract with the Indian government for

production of fighter aircraft. According to reports, the French had recruited

an important Indian civil servant and other public officials who passed on

information to the French during bidding negotiations.

Pressure from France

and the inside connections established in the Indian government were enough

to secure the contract with a French company and not with the main

competitor on the deal, a US firm.

The use of intelligence in pursuit of economic goals is routine in France. The

French attitude toward spying on one's allies is summed up by Pierre Marrion,

former director of French intelligence.


"I think you have to separate very clearly what are the

fields which are not covered by an alliance. It's clear

that when you have an ally, you have certain sectors

[that are covered]. I'm speaking of armaments. I'm

thinking of diplomatic matters where you normally

should not try to gather intelligence. But in other

fields where being allied does not prevent the states,

the corresponding states are competitors. Even

during the Cold War, the completion was still

existing. [This] is even more true now, since the

competition between states is moving from the

political-military level to the economic and

technological level."

The separation of two spheres of intelligence, one military and political and the

other economic or commercial, is vital to an effective economic intelligence

program. This task is especially difficult in the US for two basic reasons. First,

the United States'superpower status, history, and traditional focus on military

and political concerns has made the transition to also tackling economic

matters a difficult one. This idea is summed up nicely by a CIA agent who was

quoted as saying "I'll give my life for my country but not for Chrysler." Second,

the generally liberal system in the US is one which views government

involvement in the market as both intrusive and detrimental. Recent

Republican calls for dismantling the Commerce Department reflect this idea. In

France the relationship between government and industry is basically

cooperative, reflected for instance, in recent government programs meant to

help small and medium size businesses create or improve upon their

competitive intelligence capabilities. In February of this year a team of

experts met with aides from French intelligence agencies to discuss a new more

comprehensive counter espionage program and called for the creation of a

fund in order to provide money for the economic intelligence concerns of

smaller companies. Reacting to a perceived threat from the US, (five CIA agents

were recently asked to leave the country based on accusations of economic

spying) some French officials have openly called for a European response to the

problem. Recently, France in its global military review, acknowledged:

1. that security is now less defined in terms of 1. that security is now less defined in terms of

territory than in economic and industrial interests;

and 2. that France's vital interests, particularly at the

economic and industrial level are barely discernible

from its EU members.

The report calls for a reduction in reliance on US intelligence given the new

focus of many intelligence agencies.

To summarize, France has been relatively forthright regarding its on-going

effort to gain commercial and technical information from its international

competitors and its activities abroad in support of French business. French

economic intelligence activity is marked by sharp practices and extensive

information gathering directed at foreign visitors to France. French intelligence

officials including the former head of operations have indicated that the

benefits of the French approach have greatly outweighed the costs. Like the

Japanese government, the French government enjoys a largely harmonious

relationship with big business. This fact is reflected by joint

commercial-governmental conferences, seminars and programs aimed at

improving France's overall competitive intelligence capabilities. Given its size

and available resources, France has made the utmost of its intelligence

agencies in the international market place.

Legal Obstacles and Problems

The involvement of state intelligence agencies in the international market place

raises new questions for both international and domestic law.

Since World War 11, there has been consistent growth in international law.

International agreements, cooperative arrangements, and treaties covering

space, oceans, commerce, and trade are all examples of this general trend.

Despite this fact, and despite a corresponding increase in intelligence activities,

one will be hard pressed to find international legal standards for covert

operations and intelligence. This is to be expected. Intelligence operations are,

by definition, secretive. Behavior which is not normally observable, hard to

define and often impossible to verify is difficult, if not impossible, to regulate.

Many countries simply deny carrying out any intelligence operations at all.

However, in many ways intelligence has become an accepted part of the

international system. In 1947, the US National Security Act publicly recognized

intelligence as a "legitimate foreign policy process." Notably, the document

provoked little international reaction. The way in which countries handle the discovery of intelligence operations or

espionage in their country reveals a great deal about the place of intelligence

in the international system. Normally, the offending agents are quietly asked to

leave the country within a certain number of days and an official complaint is

discreetly passed on to the appropriate officials in the offending country.

Reciprocal tolerance for intelligence operations is the general rule of

international relations. The recent story of CIA agents being asked to leave

France was an exception to the norm and it was reported that the French

Prime Minister was outraged that the issue somehow became public, though

many suggest that the abnormal "leak" was allowed to occur for domestic

political reasons. There is a general lack of enthusiasm for making intelligence

gathering or covert activity international crimes.

Whether the rise in economic

espionage and sharp practices will change this fact remains to be seen but the

prospect is doubtful given the points made above. This is not to suggest that

all intelligence activities have escaped legal literature. Espionage and covert

operations are sometimes considered a breach of territorial integrity. Domestic

law defines illegal behavior which covers a great many intelligence tactics. An

example of one such law is the US Foreign Corrupt Practices Act (FCPA).

In the face of ever increasing international competition, a great deal of

economic intelligence activity has focused on seeking to influence negotiations

of international business contracts. This has included, as noted earlier in this

paper, the use of intelligence to pressure foreign officials or actually arranging

for the payment of bribes. The FCPA makes criminal the payment of bribes to

foreign officials for the purpose of winning business. Amended in 1988, the

FCPA punishes bribery by US businesses in two ways. First, the act of engaging

in, knowing of, or willingly not trying to gain knowledge about an improper

payment violates the FCPA. Second, the accounting of such payments is

impossible to do legally under US law. Both individuals and companies can be

fined or punished. The United States is the only member of the Organization

for Economic Cooperation and Development to effectively make bribery in the

international marketplace an illegal activity. As a result, this single piece of

legislation costs at the very least "hundreds of millions of dollars in contracts

every year" according to US Secretary of State Warren Christopher. The US

has tried in vain to pressure other states to adopt similar legislation. Without

any international support, the US, facing growing pressure from its companies,

has two options: either the Congress can rescind the FCPA, or the government

can try to find some way to try to level the international field. The Clinton

administration has turned to the CIA. CIA Director James Woolsey has publicly

stated the CIA role:

"We collect intelligence on those efforts to bribe foreign companies and foreign

governments into, for example, awarding an airport contract to a European

firm rather than an American firm... and when we find out about those, and

we do a fair amount of time, we go not to the American corporation that's

competing, but the Secretary of State, and he sends an American ambassador

to see a president or a king, and he - that ambassador says, "Mr. President," or

"Your Majesty," your minister in charge of construction is on the take, and you

have a lot going on with the United States, and we don't really take kindly to

your operating that way. Frequently but not always the contract is re-bid and

the American firm gets a share of it... sometimes the whole thing is done right,

sometimes not. But we calculate, really very conservatively, that several billion

dollars a year in contracts are saved for American firms by our conducting that

type of intelligence collection. We intend to continue to do it. It is relatively

new. We are, frankly, very good at it, and we have had some very positive

effects on contracts for American businesses. I sometimes smile as I read the

newspaper because some of the very same corporations for whom we have

saved, very, very large contracts by operating this way will have officials or

executives go public and say "We don't need any help from the American

intelligence community." That's fine, that's the way the intelligence business

goes."

The role of the CIA in this field raises important questions both for the general

debate regarding the use of intelligence in the market place and as it relates to

the murky waters of international and domestic law. It is ironic that the CIA,

acting due to US legislation regarding bribery and the international

community's reluctance to pass similar legislation, may in fact, in the course of

fulfilling its mandate, violate domestic laws in these countries. In its quest to

discover improper payments, the CIA will likely rely on covert activity and the

use of the National Security Agency's (NSA) extensive communications

intelligence. The NSA's ability to intercept nearly all forms of communication

worldwide will undoubtedly raise both eyebrows and legal concerns as US

intelligence becomes increasingly involved in monitoring international business

transactions.

Despite the problems associated with this kind of activity, it may be well worth

the costs. As Samuel Porteous points out, "savings in the billions from this sort

of activity by the CIA may not be as fantastic as it seems. Foreign governments

often make purchases of telecommunications systems, aircraft or arms that

frequently run into the billions of dollars." 1371 There is no shortage of frequently run into the billions of dollars."

There is no shortage of

examples to make this point clear. It has been reported that the CIA was crucial

in seeing that Raytheon won a contract with the Brazilian government instead

of the French firm Thompson S.A., which had attempted to bribe a Brazilian

official. And in 1990, a $100 million contract in Indonesia involving the

modernization of its telecommunications system was about to be awarded to a

Japanese company, NEC. The CIA reportedly discovered that the Japanese had

threatened to reduce foreign aid to Indonesia unless NEC received the contract.

AT&T through its European subsidiary had submitted a bid below NEC's price.

Reports of the potential contract were given to President Bush who wrote a

letter to Indonesia's president stating the US position.

The contract was

awarded fifty percent to the AT&T and fifty percent to NEC. US intelligence,

along with the Department of Commerce, recently produced a study of over

100 international business deals (worth approximately $45 billion) where

competitors used bribery or other "unofficial" means to undercut US

companies. Eighty percent of the deals went to the foreign companies. It is

interesting to speculate how other intelligence agencies might react to the

CIA's new role in international business. It is important to remember that bribes

for the purpose of securing business are most often legal outside of the US,

both in the bribing country and in the country where the bribe takes place. The

legal basis for CIA activity in tracking international business deals is, like the

law relating to most intelligence activities, unclear.

The increasing use of intelligence in the economic realm is pushing the

informal acceptance of international intelligence activities. Unlike other

controversial intelligence activities such as assassination, economic intelligence

operations are a constant and widespread practice. To complicate matters

further, the vast majority of the information collected by intelligence agencies

is obtained through perfectly legitimate means.

Thus far, national governments have been treating economic intelligence

activities like military and political operations. The practice of "reciprocal

tolerance" legitimizes economic intelligence activities, though even here one

can imagine international agreements in the future which attempt to regulate

certain types of actions. The US continues to strive to have bribery included in

the structure of GATT. Alarmist literature concerning "economic warfare," in

which governments purposely induce a financial crisis via computer viruses or

misinformation, may create enough concern that an international organization,

tasked with building an agreement on acceptable behavior in the competitive

intelligence arena, might be formed.

Domestically, a more comprehensive US intelligence program raises clear legal

concerns. Several commentators on the subject point out that government

involvement, not to mention the secretive practices of intelligence agencies, in

the free market is highly regulated and extremely controversial in the US. It has

been suggested that if the CIA, for example, were to pass on information to a

US firm, such an action may be in violation of US anti-trust law.

Presumably, someone in the government would have to decide which company

or companies would receive the information and in what form. Further, certain

industries would likely benefit while others would suffer. Anti-trust laws

specifically prohibit the government from favoring one industry over another.

To further complicate matters the litigious and open system in the US would

cause foreseeable problems. One can easily imagine a lawsuit against the US

Government brought by company X because company Y had benefited from

information supplied by US intelligence. Yet despite these obstacles, one can

speculate on ways to overcome these problems. In fact the current debate

within the intelligence community, among scholars, in Congress and in

business is already beginning to address many of these questions.

A Model and Its Implications

In just the last three years a small but thoughtful body of literature has

emerged which, in broad terms, addresses the possibility of a new, more

comprehensive and aggressive US economic intelligence program should US

policy makers choose that route. The impetus behind a new intelligence focus

has three main sources as identified earlier in this paper. The first is the end of

the Cold War and a growing realization that, "Mercantile concerns, once

subservient to ideological conflict, are today, from Tiananmen Square to

Toronto, the primary motivators in foreign policy." The second is a growing

perception that other countries are playing by a different set of economic rules

and that as a result US industry has suffered. Last, I have argued that the rise

of economic espionage may have been spurred by trade liberalization and the

rules and regulations of GATT.

In the face of economic espionage activities directed against US companies

(and given the importance most industrialized states are beginning to place on

effective economic intelligence), the US faces three main options. The first

option is to take little or no action. This would mean that agencies like the CIA

would only provide general economic reports, primarily in areas where the ties would only provide general economic reports, primarily in areas where the ties

between security and economics were fairly clear such as in certain

high-technology industries, or regarding oil and gas availability. A second

option would focus on an attempt to use international cooperative

arrangements like GATT and the WTO to regulate and minimize the negative

effects of other countries'economic espionage activities. It is conceivable that

the US could lobby to have economic espionage and sharp practices defined

and monitored. Rules and agreements would forbid the use of state

intelligence agencies in the international market place or at least clearly

identify which activities are and which activities are not acceptable. A bilateral

approach to this problem could also be taken. In this scenario the US would

threaten trade action against any country caught conducting economic

espionage against US firms. Finally, the US could adopt an economic

intelligence program that is commensurate with its size, resources and national

and security interests.

Both Japan and France offer important lessons for a more comprehensive and

effective US intelligence program. One way to optimize a state's economic

intelligence capabilities centers on the intelligence capabilities of business. The

Japanese example and, to a lesser extent the French case, both make clear that

corporations have substantial resources and are often equipped to meet their

own competitive intelligence needs. Recently, Motorola, and not the CIA,

uncovered a major bribery case in a bid'for a contract in Taiwan. US companies

have been behind their international counterparts in the development of

security measures to keep their information safe and in their abilities to track

international competition. The experiences of the 1980's, however, which saw

a fourfold increase in the number of reported cases of economic espionage,

have begun to change this.

Competitive intelligence is the new buzz word in US business. The US has seen

a marked increase in the number of private intelligence companies in the last

few years and most large corporations with substantial overseas business have

or are beginning to form modern competitive intelligence units as a part of the

accepted corporate structure. One can find job listings on the Internet for

competitive intelligence professionals. However, the Japanese and French

examples also make clear that cooperation between the government and

industry is one of the primary reasons economic intelligence has worked in

both of these countries. It is this task which is perhaps the most difficult in the

US case. Many have argued that without an industrial policy in the US, a

French or Japanese style economic intelligence program is impossible. This

seems doubtful. Some evidence has emerged that US government officials and seems doubtful. Some evidence has emerged that US government officials and

the intelligence community already funnel some information through informal

methods, at industry conferences and meetings and via the country's national

laboratories. A series of articles in MotherJones magazine suggests that

go-between organizations like the "Partnership for a New Generation of

Vehicles" were used to disseminate information the CIA had gathered in Japan

to US auto makers. r 431 If the US decided that the intelligence community did

uncover information useful to US business, these semiformal organizations

may be the best way to get the information out. Not only does this avoid

direct contact between US intelligence and US business, but it helps to keep US

activity relatively quiet. The French example suggests that open and bold

economic intelligence tactics have political costs, if only because it gives other

states an excuse to carry out their own questionable activities .

In order to assess a possible model for the US, it is necessary to conceptually

separate different kinds of economic intelligence activity. Intelligence insider,

Stansfield Turner, has suggested a useful hierarchy of possible policy levels

from merely adopting basic counter espionage measures to a complete

program, as exists in Japan or France. r441 Combining this idea of a progression

from a weak to strong economic intelligence program with Samuel D. Porteous'

offensive-defensive model yields a fairly clear set of options for US policy

makers. For each additional level all the activities described in the previous

level should be added.

At the lowest level the US would use existing

intelligence to provide counter-intelligence

support. In the US this task rests primarily with

the FBI, which reports to US policy makers on

the activities of foreign governments in the US.

The FBI is also charged with helping combat

economic espionage and sharp practices

directed against US business. Included at this

level would be broad based information on

economic matters provided by the US

intelligence community. This might mean a

report on the peso crisis from the CIA or

information on the political backdrop of major

economic trends.

The second level would incorporate more

detailed economic tracking and the analysis of

basic industries. Most importantly, this level

would include monitoring trade agreements

and "unfair" commercial practices like bribery on

the international stage. The recent Department seems doubtful. Some evidence has emerged that US government officials and

the intelligence community already funnel some information through informal

methods, at industry conferences and meetings and via the country's national

laboratories. A series of articles in MotherJones magazine suggests that

go-between organizations like the "Partnership for a New Generation of

Vehicles" were used to disseminate information the CIA had gathered in Japan

to US auto makers. If the US decided that the intelligence community did

uncover information useful to US business, these semiformal organizations

may be the best way to get the information out. Not only does this avoid

direct contact between US intelligence and US business, but it helps to keep US

activity relatively quiet. The French example suggests that open and bold

economic intelligence tactics have political costs, if only because it gives other

states an excuse to carry out their own questionable activities .

In order to assess a possible model for the US, it is necessary to conceptually

separate different kinds of economic intelligence activity. Intelligence insider, Stansfield Turner, has suggested a useful hierarchy of possible policy levels

from merely adopting basic counter espionage measures to a complete

program, as exists in Japan or France. Combining this idea of a progression

from a weak to strong economic intelligence program with Samuel D. Porteous'

offensive-defensive model yields a fairly clear set of options for US policy

makers. For each additional level all the activities described in the previous

level should be added.

At the lowest level the US would use existing

intelligence to provide counter-intelligence

support. In the US this task rests primarily with

the FBI, which reports to US policy makers on

the activities of foreign governments in the US.

The FBI is also charged with helping combat

economic espionage and sharp practices

directed against US business. Included at this

level would be broad based information on

economic matters provided by the US

intelligence community. This might mean a

report on the peso crisis from the CIA or

information on the political backdrop of major

economic trends.

The second level would incorporate more

detailed economic tracking and the analysis of

basic industries. Most importantly, this level

would include monitoring trade agreements

and "unfair" commercial practices like bribery on

the international stage. The recent Department the international stage. The recent Department

of Commerce report on bribery in international

business deals is an example of this kind of

activity. Tracking the extent to which other

states are adhering to important international

agreements would be included here. Porteous

mentions the example of Canada's interception

of Spanish shipping communications during the

recent Canadian-Spanish dispute regarding

commercial fishing agreements in the North

Atlantic. Each case would be selected based on

its security and economic importance. More

broadly, the US would use its intelligence

resources to find out what other countries are

trying to hide.

At the third level US intelligence would, in

addition to those duties outlined above, provide

broad based information on "industry trends" to

US business through organizations like the

Association of US Auto Makers. This has taken

place on an informal basis already. The

Department of Commerce might be a good

vehicle for getting this type of information out.

This would include information on Japanese

efforts in the aircraft industry or reports on

Airbus Industries The Department of Commerce,

along with the FBI, might also be involved in

providing information on counter-intelligence

programs for US businesses. A model program

for this type of activity was seen in the French

case study.

At the fourth level the substantial capabilities of

the National Security Agency would be brought

into play. The US has no equal in its ability to

listen in on the world's conversations. The US

also boasts the best imaging technology. This

level would also include using computer experts

to gather available open source information

including "gray area" semi-public information.


At this level the US would use its eyes and ears

to track and further its economic goals.

The fifth and final level would utilize

intelligence agents abroad for the collection of

information by covert means. The information

would then be modified, if necessary, for

consumption by US business and industry. This

level would also include what Porteous calls

"Special activities designed to influence events, behavior or policy formation in foreign lands."

This means misinformation campaigns and

covert influence on economic decisions deemed

important to national economic security. This

final level might also include preparation for

"economic warfare" and a tough stance on

foreign agents caught stealing US business

secrets.

Given the unique business and legal environment in the US, the importance of

the US's international reputation, and the disputed economic benefits of

commercial intelligence, the appropriate US economic intelligence policy rests

at the fourth level described above. However, practical problems remain. Does

the US government have the capabilities to collect and analyze economic data

of this sort? What agencies would be involved? How would decisions be

made? Finally, would the benefits of the policy outweigh the costs? Taking

these questions one at a time the obstacles, though substantial, are not

insurmountable.

The US government already has a number of agencies and sub-agencies

devoted to the collection and analysis of economic information. In her careful

and thorough study, Erica Ballard evaluated the US government's ability to

collect and analyze economic intelligence. Based on six criteria - cost, accuracy,

suitability, target accessibility, releasability, and timeliness - Ballard concluded

that "the United States Government can collect and analyze economic

intelligence that is usable by US industry. The [intelligence] Community would

need to make some changes to focus on detailed industry information versus

broad economic trends; internal assets would require redistribution to perform

the mission."

The following US government agencies are already involved in collecting and

analyzing economic data and would conceivably play a part in US economic

intelligence policy defined in option number four:

The President's Office, The Department of

Defense,

The National Security

Council, and National Security Agency,

The Department of State, The Defense intelligence

Agency,

The Central intelligence Agency, The Department of Commerce,

The Federal Bureau of Investigation, The Department of Energy,

The Secret Service, The US Information

Agency.

Associated with these agencies are several sub-agencies or independent

government offices:

The National Counterintelligence Center: An

office set up by the White House which recently

identified efforts by allied countries to spy on

US business.

The Financial Crimes Enforcement Network

(FinCEN): This small but growing agency tracks

financial data in order to identify financial

crimes.

The Advocacy Center: This White House project

connected to the Commerce Department is

"staffed by specialists who track minute by

minute, the status of thousands of giant

projects around the world that American firms

are vying to win... The idea is to bring the

whole force of the government together to

press the case for American business."

Obviously, the US government is already in the process of taking on some of

the economic intelligence activities described earlier.

What is not apparent is

whether US efforts in building an economic intelligence program have any

clear direction or guidelines. A specific framework which outlines which

activities are acceptable and which are not should be adopted. This is especially

important if the US continues to push for international agreements that limit

economic espionage and sharp practices. Equally important is the

establishment of an organizational center to give direction to the program.

Someone has to decide which agencies are doing what and how information is

to be shared. Duplicated work has been a problem for US intelligence agencies

in the past, and the mistake should not be repeated.

Policy should be coordinated between Congress and the White House while

including input from representatives of the major agencies involved. This will

not be easy given the varying interests involved and ever present bureaucratic

not be easy given the varying interests involved and ever present bureaucratic

rivalry. One agency which would be small and attract little attention should act

as a clearing house for the information supplied from the various agencies

involved. Obviously a program which involved constant flows of information

from all the agencies listed would overwhelm the system. An economic

intelligence program as described above at the fourth level would primarily rely

on data from approximately five agencies or sub-agencies. I am not suggesting

the roles of any one of these agencies be significantly altered in order to meet

economic intelligence needs.

For the most part, due to the United States'substantial data collection and

human resources for analysis of the information, all that is required is

coordination, direction, and a slight change in focus for selected divisions

within a few of the agencies listed. This could even be broken down by task or

topic area. For example, the monitoring of international contracts might

involve the CIA, the Commerce Department and the National Security Agency.

Counter-intelligence activities might involve just the CIA and the FBI.

This paper has addressed some of the main issues and questions surrounding

the adoption a more comprehensive and aggressive US economic intelligence

policy. An economic intelligence program as described above would allow the

US to meet major economic and security objectives while avoiding the bulk of

the negative press and the ethical and legal questions associated with

economic espionage and sharp practices. Given the stakes involved, US

competitiveness in key industries, billion dollar contracts and the protection of

America's trade secrets, the costs involved in implementing the program would

be minimal. The twentieth century will be defined by intense global economic

competition. Political leaders in every country pledge to increase living

standards and sustain economic development. The populace in democratic and

less than democratic societies alike have placed a supreme value on economic

advancement and consumption. Politicians will come under increasing pressure

to take every action which strives toward that goal. More likely than not,

economic intelligence will be increasingly used as one method in seeking to

achieve that goal.

Notes

1. Executive News Service "US's Brown says intelligence has role in Trade" (October 19, 1995)

Reuters Ltd.

2. Samuel D. Porteous, "Economic/Commercial Interests and the World's Intelligence Services: A background

Canadian Perspective" Intelligence and

Counterintelligence (Vol. 8, No. 3) p. 275- 306.

3. Robert Kitten, The End of laissez-faire (New York:

Alfred A. Knopf, 1991)4.


4. Robert Gilpin, The Political Economv of

International Relations (Princeton: Princeton

University Press, 1987) 364-365.

5. James Fallows, Looking at the Sun (New York: back

Pantheon Books, 1994) 183-185.

6. Ibid.

7. Gilpin., p. 364-366. back

8. Paul Kennedy, Preparing for the 21st Century

(New York: Vintage Books, 1993) 127.

William Warner, "International Technology

9. Transfer and Economic Espionage" Intemational

Joumal of Intelligence and Counterintelligence V.

7, No. 2. Summer 1994. p. 145.

Jeffrey W. Wright "International Technology

10. Transfer and Economic Espionage" Intemational

Joumal of Intelligence and Counterintelligence V.

5, No. 2. Spring 1990. p. 290.

11. Ibid., p. 206.

Kristen Michael, "Business Counterintelligence

and the Role of the US Intelligence Community"

12. Intemational Joumal of Intelligence and

Counterintelligence V. 7, No. 2. Summer 1994.

P. 1.

13. Wright., p. 204.

J. Thompson Strong, "Tilting with Machiavelli:

Fighting Competitive Espionage in the 1990s"

14. Intemational Joumal of Intelligence and bFac7k

Counterintelligence V. 7, No. 2 Summer 1994. p.

168.

15. Kuttner., p. 120-121. ask

16. Fallows., ch. 1. b.

17. John F. Quinn, "Managing Risk in the Information Age" Fifth National OPSEC Conference, May 2-4,

1994. (Trancript p.2).

18. Ibid. back

19. Peter Schweizer, Freindly Spies: How America's

Allies Are Using Economic Espionage to Steal Our

Secrets (New York: Altantic Monthly Press, 1993)

p. 67-84.

20. Ibid., p. 86-87. ask

21. Ibid., p. 88-89. a C*

Erica Ballard Russell, "The Capabilities of the US

Government to Collect and Analyze Economic

22. Intelligence" (Fort Leavenworth, Kansas: US Army b

Command and General Staff College, 1994) p.

35.

23. Ibid., p. 35. back

24. Schweizer., 79-80. b

25. Ibid., p. 93.

26. Ibid., p. 101.

27. Russell., p. 27.

28. Schweizer., 110.

29. Ibid., p. 1 1 1.

30. Ibid.

31. Ibid., p. 99.

32. "France: A Secret and Aggressive System"

Business Intelligence (October 12, 1995) p. 3.

33. Ibid.

34. M. E. Bowman, "Intelligence and international Law" Intelligence and Counterintelligence (Vol. 8

No. 3) p. 328.

35. Porteous., p. 294.

36. Ibid., p. 295.

37. Ibid.

38. Ibid., p. 296.

39. Ibid.

40. Schweizer., p. 286-289.

41. Ibid. ask

42. Porteous., p. 275.

43. Russell., p. 72.

44. Schweizer., p. 293.

45. Porteous., p. 288-290.

46. Russell., p. iii.


TOPICS: Business/Economy; Foreign Affairs
KEYWORDS: economicwarfare; freetrade; intelligence; neomercantilism; tradesecrets
A very useful economics and global warfare issues primer for some of todays raging economic debates by traditional protectionists, i.e., 'neo-mercantilists' v. the 'neo-classicalists'.
1 posted on 08/22/2003 11:51:18 AM PDT by Paul Ross
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To: harpseal; RightWhale; bvw; FairOpinion; El Gato; MadJack; dennisw; Thunder 6; Conservative84; ...
Pardon the formatting, it was from text with formats evidently hidden.
2 posted on 08/22/2003 11:54:56 AM PDT by Paul Ross (A nation which can prefer disgrace to danger is prepared for a master, and deserves one!-A. Hamilton)
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To: Paul Ross
Thanks.
3 posted on 08/22/2003 11:57:19 AM PDT by Gabrielle Reilly
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To: belmont_mark; LS
A contemporary of Adam Smith's, the German economist Friedrich List, responded to the laissez-faire approach and provided the basis for today's neomercantilists. List had traveled to America and was impressed by the manufacturing base built there behind protective tariffs. His argument was that history suggested that nations do not develop an advanced manufacturing base without some form of state intervention. States were likely to become proponents of open markets only after they had developed a strong base domestically and were therefore prepared to face and benefit from international free trade. List saw a hidden motivation behind powerful countries, like England, that pushed for open markets once it was in their best interest to do so but not necessarily in the best interests of other nations who might be locked into a comparative disadvantage for exporting raw goods instead of developing new technologies. List's interpretation of history also suggested that when it came to certain basic industries, the steel industry for instance, which is vital to any war effort, state cooperation with industry was both necessary and sound economic practice.

Ping

4 posted on 08/22/2003 11:58:39 AM PDT by Paul Ross (A nation which can prefer disgrace to danger is prepared for a master, and deserves one!-A. Hamilton)
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To: Paul Ross
good gracious. terrible formatting.
5 posted on 08/22/2003 11:58:58 AM PDT by AmericanInTokyo (We should have prioritized **NORTH KOREA**, not IRAQ. Can you spell 'mission creep'?)
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To: Paul Ross
Right......!!

The New Physics.............The 'whole' world is now in a new black 'hole'.

/sarcasm

6 posted on 08/22/2003 12:00:50 PM PDT by maestro
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To: Paul Ross
Thanks.

I'll read it later.
7 posted on 08/22/2003 12:03:13 PM PDT by FairOpinion
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To: FairOpinion; neutrino; technochick99
Fair Enough! ;-)

This comparison between the schools is particularly apt:

Perhaps the greatest divide between the two theories centers around the question, what is economics for? As stated previously, neoclassical economists focus on the individual and consumption. Neomercantilists, on the other hand, focus on the state. They equate economic strength with national security and the very concept of power. For neomercantilist theorists the overall wealth and security of a nation depends less on what a society can buy than on what it can make, what James Fallows calls the consumer versus producers debate. Neomercantilists argue that in the long run, consumer oriented societies will lose out to producer oriented societies. The rise and fall of great economic powers can be traced in large part to each country's ability or inability to tackle new markets and technologies. Neomercantilists rank different industries in terms of importance and global positioning. Great Britain didn't build an empire on consumption and free trade principles but on the strength and advanced nature of its manufacturing base.

8 posted on 08/22/2003 12:15:54 PM PDT by Paul Ross (A nation which can prefer disgrace to danger is prepared for a master, and deserves one!-A. Hamilton)
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To: Paul Ross
Great Britain didn't build an empire on consumption and free trade principles but on the strength and advanced nature of its manufacturing base.

As I recall, in the late 80's, the economic mantra of free trade with the Asian Continent was that there would be "billions", with a "B", of consumers for American made products. Instead, these "billions of consumers" also turned out to be capable of becoming producers, too. And at cheaper labor rates than Americans. The proposed consumer is now the producer and the producer has become the consumer. The unintended consequences of the U.S. executive suites contempt of skilled, blue collar craft, as well as Labors intransigence regarding benefits has finally come home to roost. Eventually, the CEO of General Motors will be managing a Walmart store selling goods made in China.

9 posted on 08/22/2003 12:54:13 PM PDT by elbucko
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To: elbucko; harpseal; belmont_mark; kattracks; maui_hawaii; ALOHA RONNIE; chimera
Indeed the mis-named 'free trade' advocates grossly misstated the consequences of their policies: Even in agriculture, where our efficiencies dwarf theirs, we are witnessing enormous trade imbalances that promise to only get worse.

Their typically erroneous and fatuous rationalization would be, well, if they are selling cheaper, then they must be more efficient. [They aren't even close] Or if they are subsidizing, it's their loss. Wrong.

They are willing to do whatever it takes for the express purpose of damaging the U.S. economy's productive sector and hope to inflict long-term dislocations and dependencies. They really don't have labor costs, because the harvesting horticultural labor force is where a lot of the slave labor from their prisons is allocated. (It requires little training and minimal oversight).

The dollar surplus they are accumulating, can then be turned over to the PLA to build and buy more weapons and advanced dual use technology. And it is also reinvested in financing further economic attacks on our economy...note they are currently building up their bio-training universities, and hope to capture the U.S. bio-research field by offering the irresistable carrot of 'outsourcing' the R&D to their fresh-faced new graduates who will work for 1/10th the price.

Remember how Kruschev always promised to 'bury us' with their production? And how Lenin always predicted that we would wither and lose our ability to wield the very industry and technology that gave us our primacy and that the 'scepter' of primacy would be seized from our limp, wasting hands? Free trade is what makes it all possible.

Only it is China which is makiing that promise happen, with a whole raft of Fifth Columnists and Useful Idiots who don't give a rip about our country. And there is no reversing this, (short of removal of every 'free trader' from all areas of policy) because the buyer in China is the government. The WTO is being run circles around. The Reason: They have iron controls over their 'business' entities. And they won't buy American if it helps us more than them. They will optimize their purchasing activity to be destructive of the U.S. productive capacity. Don't buy U.S. manufactures. Buy their factories and relocate them to China. Don't buy U.S. foods, undermine their farm economy by dumping food on them. And the beat goes on.

10 posted on 08/23/2003 9:02:11 AM PDT by Paul Ross (A nation which can prefer disgrace to danger is prepared for a master, and deserves one!-A. Hamilton)
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