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What Goes Around Comes Around - The Only Clear Winner in This SCO Versus IBM Case is Microsoft
PBS ^ | JUNE 19, 2003 | Robert X. Cringely

Posted on 06/24/2003 6:07:26 PM PDT by Ernest_at_the_Beach

Ashton was a macaw that lived in the lunch room at George Tate's software company, Ashton-Tate, home of dBase II, the first successful microcomputer database.  There is a lot about that long-gone company that was unusual.  There was the macaw, of course, which was named for the company, not the other way around.  There was George Tate, himself, who died at his desk when he was only 40, but still managed to get married two weeks later (by proxy -- please explain that one to me).  And later there was Ashton-Tate's copyright infringement lawsuit against Fox Software that pretty much destroyed the company when it became clear that Ashton-Tate didn't really own its database. NASA did, which meant that Fox had as much right to dBase as did Ashton-Tate.  All this came to mind this week while I was thinking (still thinking -- this story seems to never end) about the SCO versus IBM lawsuit over bits of UNIX inside Linux.  There is a lot SCO could learn from the experience of Ashton-Tate.

Those who have stuck with this saga recall that I earlier wondered whether SCO put those bits of UNIX System V into Linux themselves, whether they were scavenged from BSD UNIX into both System V and Linux, or whether the problem lay behind Door Number Three.

Door Number Three it is!  According to some of those who have had a look at the offending code, it DID come from IBM after all.  There are reportedly many lines of identical code, and at least some of the Linux code even carries an IBM copyright notice.  Well, this is a surprise to me and a delight at SCO headquarters in Utah, I'm sure, but I'll bet my house that SCO does not prevail and here's why.

According to Laura Didio of the Yankee Group, "[SCO's] claims are not limited to just one area of the Unix System V kernel. SCO claims there are multiple instances of copyright violations. SCO said these include: NUMA (Non Uniform Memory access) a mechanism for enabling large multiprocessing systems, RCU (Read Copy Update) (and) SMP. All of the aforementioned functions represent high end enterprise performance and scalability functionality portions of the code."

And all those parts appear to have come originally from Sequent Computer Systems, now owned by IBM. RCU was implemented in Sequent's DYNIX/ptx, a legally-licensed derivative of System V, in 1994 for SMPs and in 1996 for NUMAs.  The RCU code inside the Linux version 2.2 kernel even includes the name of Paul McKenney, who was a major contributor to both the DYNIX and Linux versions.  The same guy wrote both pieces of code and probably did do some cutting and pasting between them.  To SCO, this is the smoking gun that makes IBM viable for treble damages because SCO's UNIX licenses cover derivative works.  That means if I have a System V source code license and I change that code, any changes I make live under the original UNIX copyright.

So that makes IBM guilty, right?  Wrong.

If we go back to the Sequent RCU research papers published about this work, we'll see they are very carefully written to present a general way of solving this problem on almost any multi-threaded operating system. It is a general solution. In the key paper, the first mention of some version of UNIX doesn't come until page five under the "implementation" section.  They did this work -- work that was supported by a variety of federal grants and involving more companies than just Sequent -- to develop a concept that they then implemented on UNIX.

Now let's think about the UNIX license and how it concerns intellectual property claims.  I am not a lawyer, but unfortunately, I have been involved in several copyright and trademark cases, and believe I know the law in this area.  SCO looks inside the System V source code and finds this implementation.  They look in the Linux source code and find a similar or identical implementation.  Sure enough, both can be traced to the same programmer at Sequent, which is now owned by IBM.  And SCO, as the UNIX IP enforcer, owns the license for all derivative works -- all derivative UNIX works.  David Boies sees this as his smoking gun and he's going to use it.  But David Boies is not an IP lawyer by trade.  This is key.

The IBM lawyers (who ARE IP lawyers) will strongly argue that none of this matters since we have a case of a single person who did two very similar implementations based on his earlier research.  Both his UNIX and Linux versions (works B and C) were derived from his original research (work A) which was not exclusively limited to UNIX.  His paper shows that was the case and while SCO may see it as the smoking gun, IBM will see it as the proof of innocence.

What SCO owns (forgetting for the moment Novell's contrary ownership claim and perhaps AT&T's) is the copyright on this particular work as applied to UNIX.  But Linux is not UNIX, so applying the same ideas -- even the same code if it comes originally from an upstream source -- is not necessarily copyright infringement. 

Say I write a new high-level programming language, then do nearly identical implementations of that language for UNIX and Linux and the UNIX version is made part of some official UNIX distribution.  Does that mean the Linux version violates the UNIX copyright?  No.  But I wrote both versions and the code is identical.  Surely that is a copyright violation?  No.  This isn't a matter of clean rooms and virgins and reverse engineering, it is a matter of precedence and authorship.  Sequent (now IBM) did not give up all its rights to the code when it was made part of UNIX.  They were very careful to plan it that way.

IBM has the largest legal department of any company in the world.  They are INCREDIBLY sensitive about IP ownership, which produces for them more than $1.5 billion per year in license fees.  They have embraced the GPL very carefully for their Linux work.  The very fact that this code was released under the GPL indicates it was vetted and found acceptable by the IBM legal department.  It's not like sometimes they don't bother to go through this procedure.

The upshot is that I believe David Boies will put on a very good show, but that the case will be thrown out on its merits.

And while this is happening, a whole lot of damage will have been done to vendors and customers alike, with only one party benefiting from the drama -- Microsoft.

SCO is effectively trying to destroy both the UNIX and Linux markets.  This makes no sense, but that is the logical result of their current efforts.  The idea that 1,500 of America's largest companies will be forced to drop Linux and will do so in favor of SCO's UNIXware is ludicrous.  Why would those companies spend big bucks buying licenses from SCO -- a company they are upset with -- when they can comply just as easily, and almost for free, by converting to one of the BSD variants?  Only Microsoft has had success bullying customers into buying its operating systems and SCO is definitely not Microsoft.  This behavior won't sell any software. 

Meanwhile, Oracle is trying to destroy PeopleSoft, one of the most successful application development companies around.  PeopleSoft's Customer Relationship Management (CRM) software is at the heart of many of the biggest Oracle databases.  Oracle, thinking it is reaching for growth in a flat market, actually runs a terrible risk of infuriating its biggest and most important customers.

Microsoft is smart and quick.  They are no doubt angling to take advantage of this new chaos in the software industry.  If history repeats, Microsoft will make very good business decisions.  Everyone else will make very poor, if not stupid business decisions.  The result will be that Windows will be stronger, and Microsoft's own CRM products, acquired when it bought Navision (the Danish CRM company), will gain a foothold in the market against PeopleSoft and Oracle.  A year from now, Microsoft will be a vastly more powerful business even than it is today, which is saying something. 

Where is IBM in all this?  If IBM were smart, they would be beating a path to J.D. Edwards, PeopleSoft, and SAP's doorsteps.  They would be making those companies sweetheart deals to support and resell IBM's Websphere development environment and DB2 database, grabbing some market share from Oracle.  IBM should be helping PeopleSoft hold Oracle at bay, making it worthwhile for customers to move their PeopleSoft and SAP applications from Oracle to DB2.  But this is very unlikely to happen.

Unfortunately, it would take IBM months to recognize such a golden opportunity and more months to approve a plan.  Probably every IBMer who sells or supports products in this "space" (IBMspeak) understands the situation.  But when your leadership is too unaware and too lethargic, well opportunities are missed.

Which brings us back to Ashton the macaw.  When Ashton-Tate sued Fox Software for copyright infringement in 1988, the suit was eventually thrown out because Ashton-Tate was shown to have made false statements in its original copyright application for dBase II.   

The company claimed that it "owned" the source code underlying dBase II -- code drawn from a database called Vulcan that was developed by Wayne Ratliff at NASA's Jet Propulsion Laboratory.  Vulcan was a Z-80 assembler version of JPLDIS, a mainframe database program written at the lab by Jeb Long and others.  Long later joined Ashton-Tate and was responsible for leading development of dBase III and IV.  Where Ashton-Tate apparently made its mistake was in forgetting that buying the marketing rights to Vulcan from Ratliff didn't invalidate the intellectual property rights of Ratliff's employer, JPL.

Think about it.  Ashton-Tate's claim on dBase was, in many ways, similar to SCO's current claim on derivative UNIX works.  They both ignored upstream property rights of others.  What is ironic about this is that Fox Software wasn't the only company sued by Ashton-Tate for this supposed copyright violation.  Fox's co-defendant was SCO. And having been on the other side of such a similar case, they should know better.  



TOPICS: Business/Economy; Editorial; News/Current Events; Technical
KEYWORDS: ibm; linux; microsoft; sco; techindex
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To: for-q-clinton
Oh, absolutely, the 'Java Community Process is not perfect. But it is controlled by developers.

Should you have to pay a fee to belong? I'd say yes.

PMO: The JSPA carries a nominal fee to cover administrative costs:

There is no fee for Java licensees.
521 posted on 06/30/2003 10:05:54 PM PDT by Dominic Harr
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To: Golden Eagle
I'd say that's one hell of a stipulation for Harr and his free software budies, what daya think?

Well the board isn't a tool, so it's ok to charge money for something that really has no value whatsoever. Only if it's a tool should it be free.

522 posted on 06/30/2003 10:06:03 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: for-q-clinton
Y'know, this is fascinating.

You really thought Sun controlled Java? You didn't realize it was controlled by the developer community, and that's what has allowed it to mature into the powerful tool it is today?

523 posted on 06/30/2003 10:07:32 PM PDT by Dominic Harr
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To: Dominic Harr
There is no fee for Java licensees.

Really, wow. I was thinking of writing my own Java compiler. You say there's no licensing fee for that--Wow. I must have been mistaken about this Java thing. Where can I get more info on that?

524 posted on 06/30/2003 10:07:35 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: for-q-clinton
Really, wow. I was thinking of writing my own Java compiler.

You can write your own Java compiler, or VM.

You really don't know any of this?

525 posted on 06/30/2003 10:09:04 PM PDT by Dominic Harr
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To: Dominic Harr
You really thought Sun controlled Java? You didn't realize it was controlled by the developer community, and that's what has allowed it to mature into the powerful tool it is today?

This is like trying to explain how mone works to my 3 year old. He just doesn't understand it. There's not much more I can say, but when I get more time I'm sure I'll find an in depth article that will explain it. Is there a who really controls Java for Dummies available? Maybe then Harr would understand it.

526 posted on 06/30/2003 10:10:05 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: for-q-clinton
Is there a who really controls Java for Dummies available? Maybe then Harr would understand it.

There's very little, if anything, that Harr understands. His sole purpose in life seems to be oriented towards getting things for free. How sad to live the life of a begger.

527 posted on 06/30/2003 10:12:29 PM PDT by Golden Eagle
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To: Dominic Harr
I could have sworn MSFT had to pay Sun money to make a VM. But you're saying Sun doesn't own Java anymore. So MSFT can make their own VM now I guess.

Also what's all this crap I heard about other companies needing to license it from Sun?

I'm obviously wasting my time because you haven't done your research or you're just going off your limited experience. For you it was free, but that doesn't mean it's free for everyone. If I choose to do as Sun says I can probably get it for free, but if I want to do what I want Sun won't let me. I think that what one might call Vendor Lock-in.

528 posted on 06/30/2003 10:12:38 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: Golden Eagle
'Beggar' may be the correct spelling. Sorry, not someone I usually find myself stuck associating with.
529 posted on 06/30/2003 10:13:38 PM PDT by Golden Eagle
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To: for-q-clinton
I was thinking of writing my own Java compiler.

Go for it. These guys are doing the same.

530 posted on 06/30/2003 10:13:41 PM PDT by ThinkDifferent
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To: Golden Eagle
There's very little, if anything, that Harr understands. His sole purpose in life seems to be oriented towards getting things for free. How sad to live the life of a begger.

I concur. I better go to bed now before he starts saying the OS is only a truck again.

531 posted on 06/30/2003 10:14:01 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: for-q-clinton
Is there a who really controls Java for Dummies available?

Yes, of course, it's public knowledge right here:

Community Development of Java Technology Specs

The Java Community Process is the way the Java platform evolves. Its an open organization of international Java developers and licensees whose charter is to develop and revise Java technology specifications, reference implementations, and technology compatibility kits. Both Java technology and the JCP were originally created by Sun Microsystems, however, the JCP has evolved from the informal process that Sun used beginning in 1995, to a formalized process overseen by representatives from many organizations across the Java community.

This is too funny.

532 posted on 06/30/2003 10:14:53 PM PDT by Dominic Harr
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To: for-q-clinton
Don't fall for Harr's BS. Java programming is easily best accomplished by using J2EE, from Sun.
533 posted on 06/30/2003 10:16:36 PM PDT by Golden Eagle
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To: for-q-clinton
http://java.sun.com/
534 posted on 06/30/2003 10:17:06 PM PDT by Golden Eagle
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To: for-q-clinton
I could have sworn MSFT had to pay Sun money to make a VM.

No, MSFT had to pay Sun money for purposefully defrauding developers, as internal MS memos proved they did.

MSFT licensed the term "Pure Java" from Sun to put on their "Visual J++" product (which I used at the time).

Then MSFT deliberately broke the terms of that license.

535 posted on 06/30/2003 10:19:14 PM PDT by Dominic Harr
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To: Golden Eagle
Java programming is easily best accomplished by using J2EE, from Sun.

Um -- dude -- you -- um.

All 'Java' is "from Sun", including J2EE.

If you mean 'compilers', Sun makes several (one is free with the free SDK download everyone gets). I use Visual Cafe.

What in the heck are you talking about?

536 posted on 06/30/2003 10:21:11 PM PDT by Dominic Harr
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To: Dominic Harr
Click here if you want to see another's opinion about this farce.
537 posted on 06/30/2003 10:22:17 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: for-q-clinton
for those of you that don't want to click...here's some highlights.

Twelve of the fifteen JSRs were submitted by Sun.

If it seems a little strange that all of this work is going on behind closed doors without significant public input or awareness of its existence, that's the Java Community Process at work. The JCP is Sun's new procedure for adding to Java with input from its major commercial partners. The "Community" is comprised of companies who are willing to pay Sun $2000-$5000 a year to belong, as well as Sun's Java commercial licensees who pay even more to license the JDK source code. This is very much a gated community designed to keep out the riff-raff like you and me and let Sun run things the way it sees fit. The process works like this:


A dues-paying, community member presents Sun with a Java Specification Request (JSR) for a proposed extension or change to Java.

Sun's Process Management Office approves or disapproves the JSR. Very important: at this step Sun can unilaterally veto any submission. There is no appeal of this veto, and there is no independent review of Sun's decision at this point.

Sun forms an expert group to write the specification; this begins with a "Call for Experts" to participate. Sun chooses the leader of the group, who then chooses the remainder of the experts. Only company employees are allowed to be experts. Freelancers are excluded. (This is similar to W3C procedures, but the W3C allows exceptions for recognized experts. Sun does not.)

The expert group writes a first draft of the specification. Participants in the expert group can't talk about the ongoing work with outsiders.

Sun circulates the draft to all Java technology licensees and dues paying members of the Java Community Process.

The expert group collects, reads, and responds to comments.

Sun releases the refined specification to the public for comment.

The expert group collects, reads, and responds to comments, resulting in more refinements.

The expert group produces the final specification, along with a reference implementation and compatibility tests.

When the process is done, Sun owns the copyright and other intellectual property rights related to the spec. As owner, they will not allow derivative works they decide are incompatible.

To me this makes it pretty clear, that this process is not an open one. If you're still not convinced, ask yourself these questions:

Can anyone tell Sun No? Can anyone keep Sun from putting something into the spec they want to put it in? Or put something in that Sun wants to keep out?

Can Sun's enemies (e.g. Microsoft, HP, etc.) participate in this process on an equal footing with Sun? Can they even participate at all?

When you actually read the fine print, what the Java Community Process says is that Sun agrees to let other companies contribute their time, money, and knowledge to help Sun do what it wants to do anyway. That may be intelligent business, but it's not an open, community based process for developing standards.

538 posted on 06/30/2003 10:23:48 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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To: for-q-clinton
Oh, absolutely, the 'Java Community Process' isn't perfect. It is still just a 'committee', and made up of individuals.

But it is *not* controlled by Sun.

It *is* controlled by developers and the user community.

And that is one very, very large reason for it's success. Especially when compared with MS-only solutions.

539 posted on 06/30/2003 10:25:57 PM PDT by Dominic Harr
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To: Dominic Harr
It *is* controlled by developers and the user community.

Earlier you reminded me of Al Gore, now you're acting like Bill Clinton. I guess it depends on what the meaning of the word is *is*.

It's been fun poking you, but I think there's nothing left to poke. Have a good night and God bless.

540 posted on 06/30/2003 10:28:15 PM PDT by for-q-clinton (If at first you don't succeed keep on sucking until you do succeed)
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