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New Federal Patriot Act Turns Retailers into Spies against Customers
The Boston Globe ^ | 11/28/2001 | By Scott Bernard Nelson, The Boston Globe

Posted on 11/23/2001 2:58:00 PM PST by Smogger

Nov. 18--Ordinary businesses, from bicycle shops to bookstores to bowling alleys, are being pressed into service on the home front in the war on terrorism.

Under the USA Patriot Act, signed into law by President Bush late last month, they soon will be required to monitor their customers and report "suspicious transactions" to the Treasury Department -- though most businesses may not be aware of this.

Buried in the more than 300 pages of the new law is a provision that "any person engaged in a trade or business" has to file a government report if a customer spends $10,000 or more in cash. The threshold is cumulative and applies to multiple purchases if they're somehow related -- three $4,000 pieces of furniture, for example, might trigger a filing.

Until now, only banks, thrifts, and credit unions have been required to report cash transactions to the Treasury Department's Financial Crimes Enforcement Network, under the Bank Secrecy Act of 1970. A handful of other businesses, including car dealers and pawnbrokers, have to file similar reports with the Internal Revenue Service.

"This is a big deal, and a big change, for the vast majority of American businesses," said Joe Rubin, chief lobbyist for the US Chamber of Commerce. "But I don't think anybody realizes it's happened."

The impact is less clear for consumers, although privacy advocates are uncomfortable with the thought of a massive database that could bring government scrutiny on innocent people. Immigrants and the working poor are the most likely to find themselves in the database, since they tend to use the traditional banking system the least.

"The scope of this thing is huge," said Bert Ely, a financial services consultant in Alexandria, Va. "It's going to affect literally millions of people."

The filing of so-called suspicious activity reports, though, is only the latest in a series of law enforcement moves the government has made in response to the Sept. 11 terrorist attacks on New York and Washington. And so far, the filing requirement has been overshadowed by debate over the other changes.

The Patriot Act signed into law Oct. 26, for example, gives the government a vast arsenal of surveillance tools, easier access to personal information, and increased authority to detain and deport noncitizens. House and Senate negotiators came to terms Thursday on a bill that would add 28,000 employees to the federal payroll in an effort to bolster airport security, and Attorney General John Ashcroft has said he is reorganizing the Justice Department and the FBI to focus on counterterrorism efforts.

As for the business-filing requirement, specifics about what companies have to do and when they have to do it still need to be worked out. The Treasury Department has until March 25 -- the date the Patriot Act becomes law -- to issue regulations about how to put the new rules into practice.

"The law itself doesn't go into any detail, because you'd presume that's what the Treasury regulations are for," said Victoria Fimea, senior counsel at the American Council of Life Insurers. "And the devil, of course, is in the details."

When he signed the legislation, President Bush said the new rules were designed to "put an end to financial counterfeiting, smuggling, and money laundering." The problem, he and others have said, was keeping tabs on the billions of dollars that flow outside the traditional banking system and across national borders each year.

Money launderers often disguise the source of their money by using cash to buy pricey things. Later, they can resell the products and move the money into a bank account -- at which point it has been laundered, or made to look legitimate, by the aboveboard sale.

Making a series of transactions just below the $10,000 filing threshold is also illegal under the new law if it's done to keep a business from contacting the government.

Financial services companies such as banks, insurers, and stock brokerages face a higher standard under the new law than other businesses. In addition to the filing requirements, they have to take steps such as naming a compliance officer and implementing a comprehensive program to train employees about how to spot money laundering.

Unlike other businesses, though, most financial services companies already have a process in place to deal with government regulation.

"Certainly for the bigger [insurance] companies, they most likely are already tooled up for this," said Fimea. "For other companies, this creates a whole new landscape."

James Rockett, a San Francisco lawyer who represents banks and insurance companies in disputes with regulators, said he's skeptical the authorities will get any useful information from reports filed by nonfinancial companies.

"You're trying to turn an untrained populace into the monitors of money laundering activity," Rockett said. "If you want to stop this, it's got to be done with police work, not tracking consumers' buying habits."

Voices opposing any of the new law-enforcement measures appear to be in the minority, however. For now, at least, few people and few companies want to be perceived as being terrorist sympathizers.

"In a political sense, it would have been very hard for us to go to Congress in this case and loudly argue that the legislation shouldn't include nonfinancial-services guys," said Rubin, of the US Chamber of Commerce. "Everybody wants to help and to stop money laundering right now."

Scott Bernard Nelson can be reached by e-mail at nelson@globe.com.


TOPICS: Front Page News; News/Current Events
KEYWORDS: privacylist
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To: LiberteeBell
It is a way to avoid paying tax on an item. Small stores used to do this, and some still do.

It is NOT done , when one buys a piece of jewelry from the likes of Harry Winston, Tiffany & Co., or Cartier. Neither can one haggle / get away with avoiding VAT, when purchasing jewels in England, France, or other European venues.

Revion,Maxmillian, Saks Fifth Avenue, Neiman Marcus, Bloomngdales,and the now defunct Best & Co., and Bonwit Teller's do NOT give one a " seal " for paying cash for a fur. Nether do Haute Cuture houses ! They will give " deals ", but NOT for cash.

321 posted on 11/24/2001 2:34:16 PM PST by nopardons
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To: exodus
If you are inferring that I am not " normal ", then neither are YOU ; using your own deffinition.

Normal or NOT, I know / own / buy / wear far more about furs, jewelry, and designer clothes than YOU do. : - )

322 posted on 11/24/2001 2:44:25 PM PST by nopardons
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To: JD86
Only lawyers think like that. In reality, an "unconstitutional" law is null and void from the moment it is signed by the executive. The national government won't recognize that nullity until the Supremes have ruled, but that doesn't change the fact.
323 posted on 11/24/2001 3:01:46 PM PST by savedbygrace
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To: Native American Female Vet
Since you decided to lie on this forum about me how things went, I will point it out to you, off topic or not.

Keep saying it, maybe you will convince yourself. Just know that just because you say it, doesn't make it so.

324 posted on 11/24/2001 3:11:24 PM PST by JD86
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To: JD86
I stated and proved you are a liar. Now stay on topic and stop the nonesense please.
325 posted on 11/24/2001 3:20:48 PM PST by Native American Female Vet
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To: savedbygrace
In reality, an "unconstitutional" law is null and void from the moment it is signed by the executive. The national government won't recognize that nullity until the Supremes have ruled, but that doesn't change the fact.

Guess what? If the federal government doesn't recognize the law is null and void....it isn't null and void. And the Supremes, as you so blithely refer to them, are a co-equal branch of goverment under the Constitution. So, under the Constitution, no law is un-constitutional until the US Supreme Court says so.
Sorry, your opinion of the law has no legal weight.

326 posted on 11/24/2001 3:22:17 PM PST by JD86
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To: Native American Female Vet
I stated and proved you are a liar.

You didn't prove anything to anyone except your politically correct self, NAFV.

And before you call me a liar again, please read the part about posting that says NO personal attacks.

327 posted on 11/24/2001 3:25:54 PM PST by JD86
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To: JD86
You need to go back through the posts. I did not personally attack you it is a fact you lied about how things went.
328 posted on 11/24/2001 4:09:05 PM PST by Native American Female Vet
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To: Native American Female Vet
Whatever. Your posts weren't very coherent the first time I read them. I think I'll pass on the review.
329 posted on 11/24/2001 4:14:32 PM PST by JD86
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To: tex-oma
Smoke and mirrors.

Atta and his boys paid for their flying lessons which cost about 30K each. I wonder if this law would have caught that, or did they forget to include flying schools in the bill? You know, just to pretend it was really for protection from terrorists?

330 posted on 11/24/2001 4:29:42 PM PST by Elihu Burritt
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Comment #331 Removed by Moderator

To: JD86
you keep saying that...how is it a search?

It's a search in the same way that it would be a search if the feds came personally into the place of business, searched through all the records, and wrote down everything they wanted to know. The only difference is, the feds are requiring the citizens to do the dirty work.

Suppose a law was passed requiring you to make videotapes of yourself at home--enough videos per week so that the feds could watch what you are doing 24 hours a day. Would you call that a search? Or is it only a search if they come and search in person?

332 posted on 11/24/2001 4:40:57 PM PST by Sandy
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To: Sandy
It's a search in the same way that it would be a search if the feds came personally into the place of business, searched through all the records, and wrote down everything they wanted to know. The only difference is, the feds are requiring the citizens to do the dirty work.

It is not the same...and the giving of information is avoidable. The consumer is on notice of the $10,000 cash transaction disclosure. All they have to do is not pay cash. No disclosure of information. Your scenario presumes unfettered access to all information by the government with no way to avoid it. Does not apply here.

Suppose a law was passed requiring you to make videotapes of yourself at home--enough videos per week so that the feds could watch what you are doing 24 hours a day. Would you call that a search? Or is it only a search if they come and search in person?

This is a specious and inflammatory argument. There is nothing in this law about going into anyone's home for any reason. Does not apply to the discussion at hand.

333 posted on 11/24/2001 4:58:10 PM PST by JD86
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To: JD86
It's an analogy. In both cases, a person is being required to send information to the feds--either videotapes or business records. Is it only a search if the feds come and do the searching in person? Is it only a search if it's at your home? Suppose the videos are of you in your place of business? Is that not a search? Come to think of it, wouldn't it be better to just put hidden cameras into all places of business? You know, we could just let the feds watch all the transactions themselves and save ourselves the time and paperwork. Not a search, right?
334 posted on 11/24/2001 5:13:33 PM PST by Sandy
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To: Sandy
You know, we could just let the feds watch all the transactions themselves and save ourselves the time and paperwork. Not a search, right?

Instead of making up hypotheticals that have NOTHING to do with the law that was enacted....how about addressing the law as it is? Any comments on that?
Not bogeymen what ifs....just what is in the law.

335 posted on 11/24/2001 5:24:20 PM PST by JD86
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To: JD86
Well, liberals that want big government usually dont understand much about the constitution and rights. So I understand
336 posted on 11/24/2001 5:25:05 PM PST by Native American Female Vet
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To: Smogger
Spy on your neighbors for big brother, eh? Arm up! They Have!
337 posted on 11/24/2001 5:39:21 PM PST by PatrioticAmerican
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To: JD86
You asked how it was a search. I explained and added an analogy to clarify my stance. My questions were not rhetorical, btw. When the government demands that I give them information about what I'm doing, whether I'm at home or at my place of business, and whether the information is provided via paper, video, or remote camera, I consider it to be a search.
338 posted on 11/24/2001 5:52:19 PM PST by Sandy
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To: JD86
Our forefathers fought a war to break free from that kind of thinking. Rights are self-evident, meaning they don't need the blessing of the national government to exist.

You are wrong, very wrong, but because you've been trained to think that way, you'll never see the error in your thinking.

You think that just because the national government has the power to punish someone, that means the law they use to punish is legal. The one who knows the truth of inalienable Rights isn't persuaded by punishment.

339 posted on 11/24/2001 5:53:26 PM PST by savedbygrace
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Comment #340 Removed by Moderator


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