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What Runs In the Family Isn't Success (Income Inequality Begins in the Home?)
NY Times ^ | 14 February 2004 | EMILY EAKIN (NYT) 1963 words

Posted on 03/03/2004 8:45:03 AM PST by shrinkermd

Start with Hollywood -- say, the producers Bob and Harvey Weinstein, the filmmakers Joel and Ethan Coen or Peter and Bobby Farrelly, or the actors Ben and Casey Affleck. Move on to the gossip columns, where Paris and Nicky Hilton and Janet and Michael Jackson are recurring fixations. And then consider politics, a field whose most prominent names include George W. and Jeb Bush; John, Robert and Edward Kennedy; and Jerry and Kathleen Brown.

America, a quick survey of some of its most famous citizens suggests, is awash in successful siblings. Most people would hardly find that surprising. Success, it is commonly assumed, runs in families. Fairly or not, power, wealth and fame tend to accrue to members of the same clan, who have a natural interest in keeping their social and material advantages within the bloodline.

But just as celebrities and the superrich turn out to be exceptions to most social rules, says Dalton Conley, a sociologist and director of the Center for Advanced Social Science Research at New York University, they are in stark violation of the norm regarding sibling success. In his new book, ''The Pecking Order: Which Siblings Succeed and Why,'' to be published next month by Pantheon, Mr. Conley turns conventional wisdom on its head, arguing that pronounced economic disparities lie not just between families but within them.

His astonishing assertion: differences between families explain only 25 percent of the nation's income inequality; the remaining 75 percent is explained by differences between siblings. More typical of the United States than President Bush and his brother Jeb, the governor of Florida, he suggests, are the White House's previous tenant, Bill Clinton, and his half-brother, Roger, a college dropout, onetime cocaine dealer and failed musician. Or, for that matter, Jimmy Carter and his ne'er-do-well brother, Billy.

''There's this enormous issue of sibling inequality that we sweep under the rug because we want to see the family as a haven in a harsh world, operating outside the dog-eat-dog world of American capitalism,'' Mr. Conley said over breakfast at a cafe in the West Village, not far from his apartment. ''But you can't think of the family in isolation from larger social forces.''

His statistics are startling, but he backs them up with a detailed (and occasionally opaque) analysis of three national data sets, including the 1990 United States Census, and 175 interviews with 75 families from around the country. And colleagues who have read his book -- or heard him present his findings -- are impressed.

''Before he started on this project, I was quite skeptical,'' said Michael Hout, a sociologist at the University of California at Berkeley who specializes in social inequality. But he ended up giving the book a favorable review, which will appear in the spring issue of Contexts, a sociology journal.

''What's really innovative and interesting'' about Mr. Conley's work, said Judith Stacey, a sociologist at New York University, ''is his focus on the family as a source of inequality rather than a respite from it. What he is trying to show is the way in which larger forms of social inequality operate through families and wind up being reproduced.''

Just 34, Mr. Conley has acquired a reputation in his field as an original thinker with a knack for poking holes in disciplinary doctrine. His first book, ''Being Black, Living in the Red: Race, Wealth, and Social Policy in America'' (University of California Press, 1999), based on his prize-winning Ph.D. dissertation, proposed a novel approach to a much-debated conundrum: how to explain lagging black achievement rates in education and employment despite declines in overt discrimination and increasing income equality with whites?

The problem, he argued, was that social scientists were using the wrong data. When researchers compared blacks and whites at the same income level, they found gaps in black achievement. Mr. Conley showed that when data on accumulated net worth were used instead, the achievement gaps disappeared. The obstacle to racial equality, he argued, wasn't just racism but wealth: the typical white family has eight times the assets of the typical black family.

Mr. Conley cites his own family as a case in point. Shy, earnest and boyishly slight, with an endearingly lopsided grin, he grew up on food stamps on Manhattan's Lower East Side, one of the few white kids in a predominantly Latino and black housing project. While many of his peers dropped out of school and ended up in jail, Mr. Conley, the son of bohemian parents who were born middle class, attended some of the best local public schools and went on to a prestigious college and graduate school. His unusual childhood was the subject of his second book, ''Honky'' (University of California Press, 2000), which he calls ''a sociological memoir.''

''I'm the exception that proves the rule about race and class,'' he said.

Now, with his new book on siblings, Mr. Conley is once again challenging some of his field's basic assumptions about inequality. Typical studies of the issue have relied on comparisons of entire households and social groups rather than individual family members. After all, researchers have reasoned, families share genes, resources and a common living environment; how important can sibling differences be, compared with larger social obstacles to economic success like education, race and class?

On the rare occasions when sociologists have looked inside the family, they have tended to chalk up the disparities they have found there to luck -- as Christopher Jencks and his colleagues did in the 1972 book ''Inequality'' -- or to measurement error.

For the most part, however, sibling differences have been relegated to the realm of personality and left to psychologists, who have made some intriguing findings. For example, several studies have found that considerable personality differences between siblings remain after traits with clear genetic bases are accounted for, leading some scholars to conclude that siblings are little more alike than people from different families.

This research has prompted a flurry of debate and speculation, including a cottage industry of books and articles trumpeting birth order as the secret to sibling difference. Dating to the 19th-century British eugenicist Sir Francis Galton, who in an 1874 study of leading English scientists noted that a surprising number of them were firstborns, the idea that sibling rank shapes adult personality attained the status of folk wisdom in the late 1990's after Frank J. Sulloway, a historian of science, published the controversial best seller ''Born to Rebel: Birth Order, Family Dynamics and Creative Lives'' (Pantheon, 1996). Thick with anecdotes, case studies and statistics, the book purported to show the Darwinian logic by which firstborns grow up to be rule-abiding conformists and political leaders, while later-borns become rebellious innovators and revolutionaries.

Birth order research continues to proliferate today, championed as a tool that might help parents predict everything from what position their second-born will play on the football team to the likelihood that he or she will embrace religion or suffer from asthma. More sobering, a number of studies have found a link between birth order, family size and I.Q., suggesting that with each additional sibling there is a corresponding drop in intelligence.

But many of these claims are vigorously disputed. In a recent article in the journal American Psychologist, for example, Joseph Lee Rodgers, a psychologist at the University of Oklahoma, and three colleagues argued that the birth order-I.Q. research was flawed because it was based on comparisons of siblings from different families. When siblings from the same family are compared, the scholars wrote, the correlation disappears. Large families do not produce less intelligent children, Mr. Rodgers and his colleagues concluded. Rather, parents with lower I.Q.'s have tended to have larger families.

Mr. Conley is deeply skeptical of birth order theory, calling it ''next after astrological signs as people's favorite folk explanation for why things turn out.'' But more generally, he argues that personality differences are inadequate to explain disparities in sibling success. ''The link between personality and social and economic outcomes is relatively weak in a complex society such as ours,'' he said. ''Take football coaches. You can be reserved and authoritarian like Tom Landry or gregarious like Bill Parcells. Both are successful.''

Success, as Mr. Conley defines it, depends on several standard sociological measures: educational attainment, occupational prestige, income and net worth. Because earnings for American workers typically peak between age 45 and 50, he geared his interviews and analysis to siblings in mid-career. And while his conclusions -- that everything from parental job loss or divorce to race and family size can affect siblings differently -- don't lend themselves to catchy headlines, they arguably provide a more nuanced portrait of internal family dynamics than all-purpose explanations like birth order.

Some of his more provocative findings concern middle-borns. In families with three or more children, Mr. Conley says, middle offspring are less likely to receive financial support for their education and may do less well in school than their older and younger siblings. The chances that a second child will attend private school drop by 25 percent with the birth of a third, Mr. Conley found, and the likelihood that he or she will be held back a year increased severalfold. Unlike typical first- and last-borns, he reasons, middle children never experience family life as an only child; instead, they are forced to compete with their siblings for money and attention. (In this sense, he concedes, birth order does matter: not as a psychological variable but as a constraint on family resources.)

Other findings seem to confirm common-sense intuitions. According to Mr. Conley's analysis, for example, women are more likely to be as successful as their brothers if their mothers worked outside the home. And, like the long-suffering George Bailey in ''It's a Wonderful Life,'' the oldest child still at home at the time of a parental death or divorce is more likely than younger siblings to endure negative socioeconomic consequences as a result. Brothers and sisters may even experience race differently, he argues, since skin color can vary considerably within the same family.

In the end, the intricacy of Mr. Conley's analysis can almost seem a liability. ''The Pecking Order'' is so stocked with case studies and theoretical assertions that it is tempting to conclude that there may be nearly as many factors affecting sibling success as there are siblings in the world.

But Mr. Conley has a ready defense. ''Anyone who's going to sell you on one variable is selling you a bottle of snake oil,'' he said. ''Families and societies are just too complex for that.''

However complicated, he added, his research has practical implications for parents. For example, thanks in part to his findings on middle-borns, he said, he was no longer considering having a third child.

''I've got one of each sex,'' he said. ''I'm satisfied with two.''

CAPTIONS: Photos: Celebrity siblings: top, Roger Clinton and Bill Clinton; left, Gov. Jeb Bush and President Bush; below from the left, Paris Hilton and Nicky Hilton; Wynonna Judd and Ashley Judd. (Photo by Top and bottom right, Associated Press; center, Agence France-Presse ; bottom left, European Pressphoto Agency)(pg. B9); Top, Jimmy Carter, left, and his brother, Billy, at Billy Carter's gas station in Plains, Ga., in 1976; above, the sociologist Dalton Conley, who has studied sibling differences, with his daughter, E, and son, Yo. (Photo by Ren Clement for The New York Times); (Photo by Associated Press)(pg. B11)

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Copyright 2003 The New York Times Company


TOPICS: Business/Economy; Culture/Society; Editorial
KEYWORDS: birth; family; inequality; order; wealth
FYI. I ordered this book. The one thing not discussed in the article (but I hope in the book) is the correlation of I.Q. in families with success and failure. Further, even a simple MMPI test could elicit differences between siblings. Finally, there is good evidence that early substance and alcohol use augurs for social and personal difficulties.

Unerlying the author's thesis seems to be a hidden assumption that nurture trumps nature. A continuing quest for egalitarians is proof that inherited talents and intelligence does not matter.

1 posted on 03/03/2004 8:45:04 AM PST by shrinkermd
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To: shrinkermd
My father barely passed high school. However through hard work and street smarts he built a great construction business and retired when he was 45. He lives of real estate rentals now. No debt life is good. I am the first in my family to graduate college and probably will be working till I die. Moral. 9 to 5 just gets you by. Working for yourself gets you by plus allow you to obtain your dreams. Just my opinion.
2 posted on 03/03/2004 8:53:21 AM PST by JackDanielsOldNo7 (On guard until the seal is broken)
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To: shrinkermd
So, is the conclusion that people are not just "destined for success" because they have an advantageous family background? Is it more a matter of "some people make it and some people don't"?

Could personal responsibility have any role in this? Nature vs Nurture is all very well, but it seems to me that individuals shoulder the real weight as to what kind of life they will have.

3 posted on 03/03/2004 9:03:55 AM PST by ClearCase_guy (You can see it coming like a train on a track.)
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To: shrinkermd
I'll bet the correlations are not very strong. There are just too many variables. Too many exceptions to these rules I am sure. For example, I the middle child of 7 children. All of the kids have high IQ's, at least in the Mensa level (IQ 120 or above). I had no problem achieving academic success or anything, compared to my siblings..

Then again, my parents are hi-IQ type, they just opted for a larger family (hispanic tradition I guess). My father also made a good income, so there was no need to compete for that.. Bleh, I once saw a study that showed large families were smarter, reportedly due to the interaction between siblings, yadda yadda...

4 posted on 03/03/2004 9:21:50 AM PST by Paradox (Cogito ergo Dumb.)
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To: shrinkermd
Interesting to see the change in correlation with a clear definition of "income" vs "wealth". Income is earning power. Wealth is a process of accruing net worth by living below your means. Many people have high incomes and no wealth. They spend everything they make. The phrase "Big hat, no cattle" from the "Millionaire next Door" comes to mind.

I.Q. is an important element of the equation, but doesn't tell the whole story. What one may lack in I.Q. can sometimes be offset by tenacity. Even if the objective is achieved at a diminished rate, it still gets done. People with a high I.Q. and low tenacity often fail. They expect instant results. When it doesn't happen, they quit.

Nature vs nurture is an old argument. If you start with a poor natural endowment (I.Q. 85 or lower), you are at a disadvantage that is unlikely to ever be fixed by any measure of "nurture". Identical twin studies of I.Q. have to be carefully scrutinized. Over thousands of such studies, when a difference was observed in I.Q., there was usually a corresponding difference in birth weight. A faulty placenta is frequently implicated. Organic damage caused by drugs, disease and physical damage can also explain differences in I.Q. in identical twins.

The population average I.Q. studies suggest that blacks as a group are getting short changed by nature compares to whites. Massive amounts of money have been thrown at the school systems over the last 40 years in an attempt to "close the achievement gap". Every year, the answer is the same. No progress. It seems no amount of money to finance the "nurture" approach has helped.

When the focus shifts from populations to individuals, you can find high performers in any group. A homeless kid in Los Angeles managed a 1600 on the SAT...in spite of living in a car with his mom. Certainly not an ideal case to trot out social privilege as the reason for success.

I have to terminate my comments on this post due to a flurry of work and phones calls.

5 posted on 03/03/2004 11:16:21 AM PST by Myrddin
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To: JackDanielsOldNo7
No debt life is good.

And the key to wealth accumulation.

6 posted on 03/03/2004 11:18:21 AM PST by petercooper ("America will never seek a permission slip to defend the security of our country"- GW Bush 1-20-04)
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To: shrinkermd
It's a fascinating topic. Family dynamics have become very important to me in the past five years, especially the "way the kids turned out" based on their order, temperament, perceived value, etc in the family. Both my mother's family and Mr. FourPeas would make an interesting case study.

Regarding IQ, I'm always amazed at the various findings sighted when it comes to nature v. nurture. One claims that IQs in families are often quite close, within 15 points. It would be fascinating to see some real data on this.

7 posted on 03/03/2004 11:31:33 AM PST by FourPeas
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To: shrinkermd
Interesting, though I think my situation may be the exception to some of his findings. I'm the olkdest of two children, and the only male. Academically and financially, my younger sister is much more successful than I am....she owns a home (I rent), makes significantly more money, and went to an Ivy League school. She and I are practically polar opposites too...she's much more reserved while I'm much more outgoing (many remark that it's astonishing we're even related). Our mother did not work outside the home until her and I were about high school age.
8 posted on 03/03/2004 11:38:53 AM PST by sirshackleton
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To: shrinkermd
More sobering, a number of studies have found a link between birth order, family size and I.Q., suggesting that with each additional sibling there is a corresponding drop in intelligence.

Yeah, but how did the kids do?

9 posted on 03/03/2004 12:01:51 PM PST by Old Professer
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To: FourPeas
In respect to the IQ data you asked for, what follows is from Plomin (Science 1990). By the way, some of the figures may be confusing since correlations are usually squared to give heritability and heritability is a group statistic and does not mean a specific individual has this or that much inheritance.

Cognitive abilities and disabilities. One of the most studied traits in human behavioral genetics is general cognitive ability (IQ). In more than 30 twin studies involving more than 10,000 pairs of twins, identical and fraternal twin correlations averaged 0.85 and 0.60, respectively [5]. The IQ correlation for first-degree relatives living together is about 0.40; for adopted-apart first-degree relatives, the correlation is about 0.20; and for adoptive parents and their adopted children, the correlation is about 0.20. These results, and model-fitting analyses that incorporate all of the date on IQ are consistent with heritabilities of about 50% [6]. The error surrounding this estimate may be as high as 20%, so we can only say with confidence that the heritability of IQ scores is between 30 and 70%. Nonetheless, even if the heritability of IQ scores is at the bottom of this range, it is a remarkable finding. To account for 30% of the variance of anything as complex as IQ scores is a remarkable achievement.

One direction for research on IQ is to trace the unfolding of genetic influence during development [7]. For example, for 15 years, my colleagues and I have been engaged in a prospective longitudinal adoption study of over 200 adoptive and 200 matched nonadoptive families in which adopted and nonadopted children are studied yearly [8]. For IQ model-fitting analyses indicate that heritability increases steadily from infancy to the early school years [9] and also suggest that genetic effects on IQ during childhood are highly correlated with genetic effects on IQ in adulthood [10].

Specific cognitive abilities such as verbal ability and spatial ability show as much genetic influence as IQ; some types of memory ability appear to be less influenced by heredity than other specific cognitive abilities [11]. Measures of academic achievement also show genetic influence, and recent multivariate research suggests that genetic effects on academic achievement tests correlate highly with genetic effects on cognitive abilities [12]. Surprisingly, there are not twin or adoptions studies of mental retardation.

10 posted on 03/03/2004 12:04:19 PM PST by shrinkermd (i)
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To: Old Professer
In respect to how the kids do, you must distinguish between low and high IQ children. See below. Incidentally, Herrnstein wrote The Bell Curve (1994) with Murray.

Children with low IQ's almost always do poorly in school, while children with high IQ's cover the range from excellent down to poor. For school work, as for many other correlates of IQ, intelligence is necessary but not sufficient. Another way to put this is to say that a low IQ predicts poor performance more reliably than a high one predicts good performance." R.J.HERRNSTEIN, 1973, IQ in the Meritocracy. London : Allen Lane

I think Herrnstein's observation was a significant one in 1973 and even more significant now when we discuss such matters as class, education and so forth. But your point is an excellent one. Part of the problem is we are inclined to study successes rather than failures.

11 posted on 03/03/2004 12:22:28 PM PST by shrinkermd (i)
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To: shrinkermd
I think you missed my feeble attempt at humor.
12 posted on 03/03/2004 12:41:20 PM PST by Old Professer
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To: shrinkermd
That's fascinating. Thank you!
13 posted on 03/03/2004 12:42:25 PM PST by FourPeas
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To: shrinkermd
bump for a later read.
14 posted on 03/03/2004 2:50:40 PM PST by justshutupandtakeit (America's Enemies foreign and domestic agree: Bush must be destroyed.)
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